IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-14: Reporting owner LOESCH DAVID R; Form 4; Security Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-14: Reporting owner AuBuchon Charles T; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-14: Reporting owner MILLER S JAMES; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-14 | LOESCH DAVID R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,636 13,636 owned after | $0.55 exercise price | 2008-11-17 | |
| 2008-11-14 | AuBuchon Charles T Officer (Vice President of Sales) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,363 61,363 owned after | $0.55 exercise price | 2008-11-17 | |
| 2008-11-14 | MILLER S JAMES Director, Officer (Chairman & CEO) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,363 61,363 owned after | $0.55 exercise price | 2008-11-17 |