IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-05-08: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-05-08: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.92 exercise price | 2020-08-19 | |
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $1.93 exercise price | 2020-08-19 | |
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $2.29 exercise price | 2020-08-19 | |
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.73 exercise price | 2020-08-19 | |
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $1.37 exercise price | 2020-08-19 | |
| 2020-05-08 | WETHERELL WAYNE G Other (FORMER SR. VP AND CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.75 exercise price | 2020-08-19 |