IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-04-03: Reporting owner HOLLERAN JOHN L; Form 4/A; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-04-03: Reporting owner WILLIS BILL; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-04-03: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-04-03: Reporting owner MILLER S JAMES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-04-03 | HOLLERAN JOHN L Director | 4/A | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,261 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | WILLIS BILL Officer (Exec VP of Sales) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 257,500 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | WETHERELL WAYNE G Officer (Vice President & CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 212,600 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | MILLER S JAMES Officer (Chairman & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 427,700 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | AuBuchon Charles T Officer (VP of Business Development) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 210,000 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 15,000 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 22,000 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 42,000 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | DOWNS PATRICK J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 41,261 owned after | $2.49 exercise price | 2007-04-04 | |
| 2007-04-03 | CALLAN JOHN G Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 37,535 owned after | $2.49 exercise price | 2007-04-04 |