GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-20: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
- 2012-12-20: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
- 2012-12-20: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
- 2012-12-20: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 125,000 owned after | $1.85 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2012-12-20 | |
| 2012-12-20 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2012-12-20 | |
| 2012-12-14 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.61 exercise price | 2012-12-20 | |
| 2012-12-14 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,000 0 owned after | $1.61 exercise price | 2012-12-20 | |
| 2012-09-18 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2012-09-18 | |
| 2012-09-18 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2012-09-18 | |
| 2012-09-18 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2012-09-18 | |
| 2012-09-14 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −161 27,800 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-14 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 27,700 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-14 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,700 25,000 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-14 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-13 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 31,361 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-13 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 27,961 owned after | $1.61 exercise price | 2012-09-18 | |
| 2012-09-13 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2012-09-13 | |
| 2012-09-13 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2012-09-13 | |
| 2012-09-13 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2012-09-13 | |
| 2012-09-12 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 31,861 owned after | $1.61 exercise price | 2012-09-13 | |
| 2012-09-11 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 32,100 owned after | $1.61 exercise price | 2012-09-13 | |
| 2012-09-10 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2012-09-10 | |
| 2012-09-10 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2012-09-10 | |
| 2012-09-10 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2012-09-10 | |
| 2012-09-06 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 32,600 owned after | $1.61 exercise price | 2012-09-10 | |
| 2012-08-29 holding as of filing | GORDON LAWRENCE M Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2012-08-29 | |
| 2012-08-29 holding as of filing | GORDON LAWRENCE M Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.40 exercise price | 2012-08-29 | |
| 2012-08-29 holding as of filing | GORDON LAWRENCE M Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option Derivative · Direct | Holding | 50,000 owned after | $5.74 exercise price | 2012-08-29 | |
| 2012-08-29 holding as of filing | Eberle James Anthony Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 200,000 owned after | $1.85 exercise price | 2012-08-29 | |
| 2012-08-29 holding as of filing | Eberle James Anthony Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $3.40 exercise price | 2012-08-29 | |
| 2012-05-21 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.06 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.06 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.06 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.06 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.06 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2012-05-21 | |
| 2012-05-21 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 5,833 owned after | $5.95 exercise price | 2012-05-21 | |
| 2012-05-17 | Sorrells Christopher D. Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-05-17 | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-05-17 | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-05-17 | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-05-17 | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-05-17 | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.45 exercise price | 2012-05-21 | |
| 2012-03-30 holding as of filing | TAWES ORRIE LEE Director | 5/A | Employee Options Derivative · Direct | Holding | 50,000 owned after | no price filed | 2012-03-30 |