GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-05-08: Reporting owner Sorrells Christopher D.; Form 4; Security Non-qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-08: Reporting owner Sorrells Christopher D.; Form 4; Security Non-qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-08: Reporting owner Sorrells Christopher D.; Form 4; Security Non-qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-08: Reporting owner Sorrells Christopher D.; Form 4; Security Non-qualified Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-05-08 | Sorrells Christopher D. Director, Officer (Chief Operating Officer) | 4 | Non-qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $2.15 exercise price | 2019-05-10 | |
| 2019-05-08 | Sorrells Christopher D. Director, Officer (Chief Operating Officer) | 4 | Non-qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $1.75 exercise price | 2019-05-10 | |
| 2019-05-08 | Sorrells Christopher D. Director, Officer (Chief Operating Officer) | 4 | Non-qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $1.54 exercise price | 2019-05-10 | |
| 2019-05-08 | Sorrells Christopher D. Director, Officer (Chief Operating Officer) | 4 | Non-qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $1.55 exercise price | 2019-05-10 | |
| 2019-03-15 | Sorrells Christopher D. Director, Officer (Chief Operating Officer) | 4 | Non-qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $2.45 exercise price | 2019-03-20 |