GSE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2009-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2007-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | TAWES ORRIE LEE Director | 5 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 56,299 owned after | no price filed | 2012-03-30 | |
| 2009-12-31 | TAWES ORRIE LEE Director | 5 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 56,299 owned after | no price filed | 2012-03-30 | |
| 2008-12-31 | TAWES ORRIE LEE Director | 5 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 56,299 owned after | no price filed | 2012-03-30 | |
| 2007-12-31 | TAWES ORRIE LEE Director | 5 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 56,299 owned after | no price filed | 2012-03-30 | |
| 2007-12-10 | TAWES ORRIE LEE Director | 4 | Warrant to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $1.77 | 2007-12-11 | |
| 2007-12-10 | TAWES ORRIE LEE Director | 4 | Warrant to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,299 0 owned after | $1.77 | 2007-12-11 | |
| 2006-03-22 holding as of filing | SELECT CONTRARIAN VALUE PARTNERS L P | KAIZEN MANAGEMENT, L.P. | BERRY DAVID W | Kaizen Capital, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.77 exercise price | 2006-03-22 |