GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Employee Options; Transaction J Other acquisition or disposition (describe transaction).
- 2009-11-24: Reporting owner TAWES ORRIE LEE; Form 4; Security Employee Stock Option; Transaction Holding.
- 2009-11-24: Reporting owner TAWES ORRIE LEE; Form 4; Security Employee Stock Option; Transaction Holding.
- 2009-11-24: Reporting owner TAWES ORRIE LEE; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | TAWES ORRIE LEE Director | 5 | Employee Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 30,000 owned after | no price filed | 2012-03-30 | |
| 2009-11-24 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2009-11-24 | |
| 2009-11-24 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-11-24 | |
| 2009-11-24 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-11-24 | |
| 2009-11-23 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2009-11-23 | |
| 2009-11-23 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-11-23 | |
| 2009-11-23 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-11-23 | |
| 2009-11-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2009-11-19 | |
| 2009-11-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-11-19 | |
| 2009-11-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-11-19 | |
| 2009-11-17 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-11-17 | |
| 2009-11-17 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-11-17 | |
| 2009-06-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2009-06-19 | |
| 2009-06-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-06-19 | |
| 2009-06-19 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-06-19 | |
| 2009-06-11 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2009-06-11 | |
| 2009-06-10 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 43,000 owned after | $1.61 exercise price | 2009-06-11 | |
| 2009-06-10 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 727 owned after | $1.85 exercise price | 2009-06-11 | |
| 2009-06-10 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2009-06-10 | |
| 2009-06-09 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 2,727 owned after | $1.85 exercise price | 2009-06-10 | |
| 2009-06-08 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 45,000 owned after | $1.61 exercise price | 2009-06-10 | |
| 2009-06-08 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 6,727 owned after | $1.85 exercise price | 2009-06-08 | |
| 2009-06-08 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2009-06-08 | |
| 2009-06-05 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,710 48,100 owned after | $1.61 exercise price | 2009-06-08 | |
| 2009-06-04 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −290 52,810 owned after | $1.61 exercise price | 2009-06-08 | |
| 2009-06-03 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 6,727 owned after | $1.85 exercise price | 2009-06-03 | |
| 2009-06-03 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2009-06-03 | |
| 2009-06-02 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 64,000 owned after | $1.61 exercise price | 2009-06-02 | |
| 2009-06-02 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2009-06-02 | |
| 2009-06-01 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 53,100 owned after | $1.61 exercise price | 2009-06-03 | |
| 2009-06-01 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,500 13,654 owned after | $1.85 | 2009-06-02 | |
| 2009-06-01 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 12,654 owned after | $1.85 | 2009-06-02 | |
| 2009-05-29 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 28,154 owned after | $1.85 | 2009-06-02 | |
| 2009-05-26 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 80,000 owned after | $1.61 exercise price | 2009-05-26 | |
| 2009-05-26 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $5.95 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 5,264 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 5,064 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 3,664 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 3,564 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 3,064 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 2,864 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-22 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,764 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-21 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 10,364 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-21 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 10,264 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-05-21 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 8,764 owned after | $1.85 exercise price | 2009-05-26 | |
| 2009-04-14 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 5,833 owned after | $5.95 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2009-04-14 | |
| 2009-04-14 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2009-04-14 | |
| 2009-04-10 | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 | |
| 2009-04-10 | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 | |
| 2009-04-10 | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 | |
| 2009-04-10 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 | |
| 2009-04-10 | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 | |
| 2009-04-10 | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $6.00 exercise price | 2009-04-14 |