GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Employee Options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-12-01: Reporting owner Polefrone Phillip M; Form 4; Security Employee Stock Option; Transaction Holding.
- 2011-11-15: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
- 2011-11-15: Reporting owner Jen Chin-our Jerry; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-31 | TAWES ORRIE LEE Director | 5 | Employee Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 50,000 owned after | no price filed | 2012-03-30 | |
| 2011-12-01 holding as of filing | Polefrone Phillip M Officer (Sr VP) | 4 | Employee Stock Option Derivative · Direct | Holding | 100,000 owned after | $1.85 exercise price | 2011-12-01 | |
| 2011-11-15 holding as of filing | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 64,000 owned after | $1.61 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 12,654 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $5.95 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 33,000 owned after | $1.61 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 727 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | GORDON LAWRENCE M Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | GORDON LAWRENCE M Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 50,000 owned after | $5.74 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 40,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 100,000 owned after | $5.95 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 2,764 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 10,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 25,000 owned after | $5.95 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 48,000 owned after | $1.61 exercise price | 2011-11-15 | |
| 2011-11-15 holding as of filing | Eberle James Anthony Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 40,000 owned after | $3.40 exercise price | 2011-11-15 | |
| 2011-11-11 | Jen Chin-our Jerry Officer (President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | GORDON LAWRENCE M Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | Feldman Jerome I Director, Officer (Chariman) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | Eberle James Anthony Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-11-11 | Polefrone Phillip M Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.85 exercise price | 2011-11-15 | |
| 2011-10-11 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-11 | |
| 2011-10-11 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-11 | |
| 2011-10-11 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2011-10-11 | |
| 2011-10-11 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2011-10-11 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 5,833 owned after | $5.95 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | Holding | 5,833 owned after | $5.95 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $4.63 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $6.00 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2011-10-07 | |
| 2011-10-07 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2011-10-07 | |
| 2011-08-18 | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-11 | |
| 2011-08-18 | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-08-18 | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-08-18 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-08-18 | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-08-18 | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-08-18 | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.06 exercise price | 2011-10-07 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 100,000 owned after | $5.95 exercise price | 2011-04-29 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2011-04-29 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 10,000 owned after | $3.40 exercise price | 2011-04-29 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 2,764 owned after | $1.85 exercise price | 2011-04-29 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 48,000 owned after | $1.61 exercise price | 2011-04-29 | |
| 2011-04-29 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 25,000 owned after | $5.95 exercise price | 2011-04-29 | |
| 2011-02-10 holding as of filing | GORDON LAWRENCE M Officer (Sr. Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $5.74 exercise price | 2011-02-10 | ||
| 2011-02-10 holding as of filing | GORDON LAWRENCE M Officer (Sr. Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $3.40 exercise price | 2011-02-10 |