GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 161 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-30: Reporting owner TAWES ORRIE LEE; Form 5; Security Employee Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-12-18: Reporting owner Grady Gill R; Form 4; Security Employee Stock Option; Transaction Holding.
- 2007-12-14: Reporting owner Grady Gill R; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-14: Reporting owner PEDERSEN GEORGE J; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-30 | TAWES ORRIE LEE Director | 5 | Employee Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 10,000 owned after | no price filed | 2012-03-30 | |
| 2007-12-18 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 55,000 owned after | $1.61 exercise price | 2007-12-18 | |
| 2007-12-14 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 6,727 owned after | $1.85 | 2007-12-18 | |
| 2007-12-14 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-14 | |
| 2007-12-14 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-14 | |
| 2007-12-12 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,300 0 owned after | $2.00 | 2007-12-14 | |
| 2007-12-12 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-12 | |
| 2007-12-12 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-12 | |
| 2007-12-11 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 8,300 owned after | $2.00 | 2007-12-12 | |
| 2007-12-11 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-11 | |
| 2007-12-11 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 55,000 owned after | $1.61 exercise price | 2007-12-11 | |
| 2007-12-10 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 13,300 owned after | $2.00 | 2007-12-12 | |
| 2007-12-10 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-10 | |
| 2007-12-10 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-10 | |
| 2007-12-10 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2007-12-10 | |
| 2007-12-10 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2007-12-10 | |
| 2007-12-10 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2007-12-10 | |
| 2007-12-07 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 10,227 owned after | $1.85 | 2007-12-11 | |
| 2007-12-07 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 18,300 owned after | $2.00 | 2007-12-10 | |
| 2007-12-07 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,726 0 owned after | $2.00 | 2007-12-10 | |
| 2007-12-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-07 | |
| 2007-12-07 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-07 | |
| 2007-12-07 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2007-12-07 | |
| 2007-12-07 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2007-12-07 | |
| 2007-12-07 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2007-12-07 | |
| 2007-12-06 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 23,300 owned after | $2.00 | 2007-12-10 | |
| 2007-12-06 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −101 6,885 owned after | $2.00 | 2007-12-10 | |
| 2007-12-06 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,159 1,726 owned after | $2.00 | 2007-12-10 | |
| 2007-12-06 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-06 | |
| 2007-12-06 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-06 | |
| 2007-12-05 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 30,000 owned after | $2.00 | 2007-12-07 | |
| 2007-12-05 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 28,300 owned after | $2.00 | 2007-12-07 | |
| 2007-12-05 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,920 10,530 owned after | $2.00 | 2007-12-07 | |
| 2007-12-05 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Jen Chin-our Jerry Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Jen Chin-our Jerry Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Jen Chin-our Jerry Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 100,000 owned after | $2.00 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2007-12-05 | |
| 2007-12-05 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2007-12-05 | |
| 2007-12-04 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,544 6,986 owned after | $2.00 | 2007-12-10 | |
| 2007-12-04 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 33,300 owned after | $2.00 | 2007-12-06 | |
| 2007-12-04 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-04 | |
| 2007-12-04 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-04 | |
| 2007-12-03 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 38,300 owned after | $2.00 | 2007-12-05 | |
| 2007-12-03 | Jen Chin-our Jerry Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,180 13,770 owned after | $2.00 | 2007-12-05 | |
| 2007-12-03 | Jen Chin-our Jerry Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320 13,450 owned after | $2.00 | 2007-12-05 | |
| 2007-12-03 | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $3.00 | 2007-12-05 | |
| 2007-12-03 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-12-03 | |
| 2007-12-03 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-12-03 | |
| 2007-11-30 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 43,300 owned after | $2.00 | 2007-12-04 | |
| 2007-11-30 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-11-30 | |
| 2007-11-30 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-11-30 | |
| 2007-11-29 | GREENBERG SCOTT N Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.00 | 2007-12-03 | |
| 2007-11-29 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,300 60,000 owned after | $2.00 | 2007-12-03 | |
| 2007-11-29 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 53,300 owned after | $2.00 | 2007-12-03 | |
| 2007-11-28 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 9,000 owned after | $2.00 | 2007-11-30 | |
| 2007-11-28 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 4,500 owned after | $2.00 | 2007-11-30 | |
| 2007-11-28 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $2.00 | 2007-11-30 | |
| 2007-11-28 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,622 0 owned after | $1.85 | 2007-11-30 | |
| 2007-11-28 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 48,000 owned after | $1.61 | 2007-11-30 | |
| 2007-11-28 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 68,300 owned after | $2.00 | 2007-11-30 | |
| 2007-11-28 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 1,500 owned after | $3.00 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 100,000 owned after | $2.00 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.00 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 28,622 owned after | $1.85 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2007-11-28 | |
| 2007-11-28 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2007-11-28 | |
| 2007-11-27 | PEDERSEN GEORGE J Director | 4 | Empolyee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 83,300 owned after | $2.00 | 2007-11-28 | |
| 2007-11-27 | Feldman Jerome I Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $3.88 | 2007-11-28 | |
| 2007-11-27 holding as of filing | Paris Harold Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.00 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Paris Harold Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | Holding | 28,622 owned after | $1.85 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Paris Harold Officer (Senior Vice President) | 4/A | Employee Stock Option Derivative · Direct | Holding | 80,000 owned after | $1.61 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4/A | Employee Stock Option Derivative · Direct | Holding | 22,950 owned after | $2.00 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4/A | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4/A | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2007-11-27 | |
| 2007-11-27 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4/A | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2007-11-27 | |
| 2007-11-26 | PEDERSEN GEORGE J Director | 4 | Empolyee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 90,800 owned after | $2.00 | 2007-11-28 | |
| 2007-11-26 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 64,000 owned after | $1.61 | 2007-11-28 | |
| 2007-11-26 holding as of filing | Paris Harold Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.00 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Paris Harold Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 28,622 owned after | $1.85 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Paris Harold Officer (Senior Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 80,000 owned after | $1.61 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 22,950 owned after | $2.00 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2007-11-26 | |
| 2007-11-26 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2007-11-26 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 900 owned after | $3.88 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 450 owned after | $3.88 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $3.88 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 900 owned after | $3.00 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 450 owned after | $3.00 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $3.00 | 2007-11-28 | |
| 2007-11-21 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 98,300 owned after | $2.00 | 2007-11-28 |