GSE SYSTEMS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-02: Reporting owner Kaizen Capital, L.L.C. | SELECT CONTRARIAN VALUE PARTNERS L P | BERRY DAVID W | KAIZEN MANAGEMENT, L.P. | Spectrum Galaxy Fund Ltd.; Form 4; Security Series A Cumulative Convertible Preferred Common Stock; Transaction C Conversion of derivative security.
- 2006-11-27: Reporting owner Kaizen Capital, L.L.C. | KAIZEN MANAGEMENT, L.P. | Spectrum Galaxy Fund Ltd. | BERRY DAVID W | SELECT CONTRARIAN VALUE PARTNERS L P; Form 4; Security Series A Cumulative Convertible Preferred Common Stock; Transaction C Conversion of derivative security.
- 2006-03-22: Reporting owner SELECT CONTRARIAN VALUE PARTNERS L P | KAIZEN MANAGEMENT, L.P. | BERRY DAVID W | Kaizen Capital, L.L.C.; Form 3; Security Series A Cumulative Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-02 | Kaizen Capital, L.L.C. | SELECT CONTRARIAN VALUE PARTNERS L P | BERRY DAVID W | KAIZEN MANAGEMENT, L.P. | Spectrum Galaxy Fund Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −729,944 225,989 owned after | no price filed | 2007-03-06 | |
| 2006-11-27 | Kaizen Capital, L.L.C. | KAIZEN MANAGEMENT, L.P. | Spectrum Galaxy Fund Ltd. | BERRY DAVID W | SELECT CONTRARIAN VALUE PARTNERS L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Cumulative Convertible Preferred Common Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −400,000 955,933 owned after | no price filed | 2007-02-14 | |
| 2006-03-22 holding as of filing | SELECT CONTRARIAN VALUE PARTNERS L P | KAIZEN MANAGEMENT, L.P. | BERRY DAVID W | Kaizen Capital, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Cumulative Convertible Preferred Stock Derivative · Direct | Holding | $1.77 exercise price | 2006-03-22 |