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GSE SYSTEMS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

GSE SYSTEMS, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows, 89 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2024-09-30: Reporting owner Pepe Emmett Anthony; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2024-06-30: Reporting owner Pepe Emmett Anthony; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2024-03-31: Reporting owner Loudermilk Kyle Justin; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2024-03-31: Reporting owner Loudermilk Kyle Justin; Form 4; Security Performance Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2024-09-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,250
16,750 owned after
no price filed2024-10-02
2024-06-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,250
18,000 owned after
no price filed2024-07-02
2024-03-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+2,500
51,063 owned after
no price filed2024-04-02
2024-03-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,250
49,813 owned after
no price filed2024-04-02
2024-03-31Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,250
19,250 owned after
no price filed2024-04-02
2023-12-31Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,250
20,500 owned after
no price filed2024-01-03
2023-12-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+2,500
54,813 owned after
no price filed2024-01-03
2023-12-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,250
53,563 owned after
no price filed2024-01-03
2023-09-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
217,500 owned after
no price filed2023-10-03
2023-09-30Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+25,000
585,624 owned after
no price filed2023-10-03
2023-09-30Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+12,500
573,124 owned after
no price filed2023-10-03
2023-06-30Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+25,000
610,624 owned after
no price filed2023-07-05
2023-06-30Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+12,500
598,124 owned after
no price filed2023-07-05
2023-06-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
230,000 owned after
no price filed2023-07-05
2023-04-05Pugh Daniel Warren
Officer (Chief Legal and Risk Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+38,250
38,250 owned after
$0.002023-04-07
2023-04-05Greene Brian
Officer (VP, GSE Workforce Solutions)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,333
30,333 owned after
$0.002023-04-07
2023-04-05Khanna Ravi
Officer (SVP Professional Services)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,426
28,426 owned after
$0.002023-04-07
2023-04-05Meyssami Bahram
Officer (Chief Technology Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+44,200
44,200 owned after
$0.002023-04-07
2023-04-05Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+105,000
242,500 owned after
$0.002023-04-07
2023-04-05Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+223,124
348,124 owned after
$0.002023-04-07
2023-03-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+25,000
437,500 owned after
no price filed2023-04-04
2023-03-31Loudermilk Kyle Justin
Director, Officer (President & CEO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+12,500
425,000 owned after
no price filed2023-04-04
2023-03-31Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
137,500 owned after
no price filed2023-04-04
2022-12-31Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
150,000 owned after
no price filed2023-01-04
2022-12-31Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+25,000
462,500 owned after
no price filed2023-01-04
2022-12-31Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+12,500
450,000 owned after
no price filed2023-01-04
2022-09-30Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+25,000
500,000 owned after
no price filed2023-01-04
2022-09-30Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+12,500
487,500 owned after
no price filed2023-01-04
2022-09-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
162,500 owned after
no price filed2022-10-04
2022-06-30Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
550,000 owned after
no price filed2022-07-01
2022-06-30Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
525,000 owned after
no price filed2022-07-01
2022-06-30Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
175,000 owned after
no price filed2022-07-01
2022-03-18Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−104,000
0 owned after
no price filed2022-03-22
2022-03-18Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.002022-03-22
2022-03-18Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+400,000
400,000 owned after
$0.002022-03-22
2022-03-18Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
600,000 owned after
$0.002022-03-22
2018-03-23
holding as of filing
Khanna Ravi
Officer (Senior Vice President)
3Performance Rights
Derivative · Direct
Holdingno price filed2018-03-23
2017-11-15Abbott Paul
Officer (President, NITC Division)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.002017-11-16
2017-01-23Fuller Sean Martin
Officer (Sr VP Sales)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−26,863
56,274 owned after
no price filed2017-01-25
2017-01-23Meyssami Bahram
Officer (Chief Technology Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+48,000
104,000 owned after
no price filed2017-01-25
2017-01-23Pugh Daniel Warren
Officer (SVP, General Counsel & RMO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,400
31,200 owned after
no price filed2017-01-25
2017-01-23Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−48,000
104,000 owned after
no price filed2017-01-25
2017-01-23Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−125,000
210,000 owned after
no price filed2017-01-25
2017-01-23Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
no price filed2017-01-25
2016-09-19Abbott Paul
Officer (Sr. Vice President)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+10,000
0 owned after
no price filed2016-09-21
2016-09-19Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−125,000
0 owned after
no price filed2016-09-21
2016-09-19Pugh Daniel Warren
Officer (SVP, General Counsel & RMO)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,400
45,600 owned after
no price filed2016-09-21
2016-09-19Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−48,000
152,000 owned after
no price filed2016-09-21
2016-09-19Meyssami Bahram
Officer (Chief Technology Officer)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+48,000
152,000 owned after
no price filed2016-09-21
2016-09-19Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
200,000 owned after
no price filed2016-09-21
2016-09-19Grady Gill R
Officer (Sr. Vice President)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
0 owned after
no price filed2016-09-21
2016-09-19Fuller Sean Martin
Officer (Sr VP Sales)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,863
83,137 owned after
no price filed2016-09-21
2016-09-19Fendley Michael Wayne
Officer (VP Services)
4Performance Rights
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
no price filed2016-09-21
2016-09-02Abbott Paul
Officer (Sr. Vice President)
4/APerformance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$0.002016-09-21
2016-09-02Abbott Paul
Officer (Sr. Vice President)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+10,000
10,000 owned after
$0.002016-09-20
2016-08-15Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+75,000
200,000 owned after
$0.002016-08-17
2016-08-15Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+335,000
535,000 owned after
$0.002016-08-17
2016-07-01Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
48,000 owned after
$0.002016-07-05
2016-07-01Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
96,000 owned after
$0.002016-07-05
2016-07-01Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
144,000 owned after
$0.002016-07-05
2016-07-01Pepe Emmett Anthony
Officer (Chief Financial Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+56,000
200,000 owned after
$0.002016-07-05
2016-07-01Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−125,000
125,000 owned after
no price filed2016-07-01
2016-07-01Sorrells Christopher D.
Director, Officer (Chief Operating Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+125,000
125,000 owned after
$0.002016-07-01
2016-07-01Fuller Sean Martin
Officer (Sr VP)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−100,000
100,000 owned after
no price filed2016-07-01
2016-07-01Fuller Sean Martin
Officer (Sr VP)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+100,000
100,000 owned after
$0.002016-07-01
2016-07-01Fendley Michael Wayne
Officer (VP Services)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−20,000
20,000 owned after
no price filed2016-07-01
2016-07-01Fendley Michael Wayne
Officer (VP Services)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$0.002016-07-01
2016-07-01Grady Gill R
Officer (Sr. Vice President)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−7,500
7,500 owned after
no price filed2016-07-01
2016-07-01Grady Gill R
Officer (Sr. Vice President)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,500
7,500 owned after
$0.002016-07-01
2016-07-01Hough Jeffery G
Officer (Sr. VP & CFO)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−20,000
20,000 owned after
no price filed2016-07-01
2016-07-01Hough Jeffery G
Officer (Sr. VP & CFO)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$0.002016-07-01
2016-07-01Meyssami Bahram
Officer (Chief Technology Officer)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−200,000
200,000 owned after
no price filed2016-07-01
2016-07-01Meyssami Bahram
Officer (Chief Technology Officer)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+200,000
200,000 owned after
$0.002016-07-01
2016-07-01Pugh Daniel Warren
Officer (SVP, General Counsel & RMO)
4Performance Rights
Derivative · Direct
J Other acquisition or disposition (describe transaction)−60,000
60,000 owned after
no price filed2016-07-01
2016-07-01Pugh Daniel Warren
Officer (SVP, General Counsel & RMO)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+60,000
60,000 owned after
$0.002016-07-01
2016-07-01Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Restricted Stock Units
Derivative · Direct
J Other acquisition or disposition (describe transaction)−450,000
400,000 owned after
no price filed2016-07-01
2016-07-01Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+180,000
580,000 owned after
$0.002016-07-01
2016-07-01Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
4Performance Rights
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+270,000
850,000 owned after
$0.002016-07-01
2015-12-01Meyssami Bahram
Officer (Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
48,000 owned after
$0.002015-12-03
2015-12-01Meyssami Bahram
Officer (Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
96,000 owned after
$0.002015-12-03
2015-12-01Meyssami Bahram
Officer (Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+48,000
144,000 owned after
$0.002015-12-03
2015-12-01Meyssami Bahram
Officer (Chief Technology Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+56,000
200,000 owned after
$0.002015-12-03
2015-10-30Hough Jeffery G
Officer (Sr. VP & CFO)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
25,741 owned after
no price filed2015-11-06
2015-10-30Grady Gill R
Officer (Sr. Vice President)
4Restricted Stock Units
Non-derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,500
7,600 owned after
no price filed2015-11-06
2015-08-25Sorrells Christopher D.
Director, Officer (Interim COO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+125,000
175,000 owned after
no price filed2015-08-25
2015-08-06
holding as of filing
Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2015-08-06
2015-08-06
holding as of filing
Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2015-08-06
2015-08-06
holding as of filing
Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2015-08-06
2015-08-06
holding as of filing
Loudermilk Kyle Justin
Director, Officer (Chief Executive Officer & Pres)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2015-08-06