GSE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-31: Reporting owner TAWES ORRIE LEE; Form 5; Security Employee Options; Transaction J Other acquisition or disposition (describe transaction).
- 2008-11-06: Reporting owner FELDMAN MICHAEL D; Form 4; Security Employee Stock Option; Transaction Holding.
- 2008-11-06: Reporting owner FELDMAN MICHAEL D; Form 4; Security Employee Stock Option; Transaction Holding.
- 2008-11-06: Reporting owner FELDMAN MICHAEL D; Form 4; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-31 | TAWES ORRIE LEE Director | 5 | Employee Options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 20,000 owned after | no price filed | 2012-03-30 | |
| 2008-11-06 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 100,000 owned after | $5.95 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | MORAN JOHN Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 48,376 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | MORAN JOHN Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | Holding | 154,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 36,282 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 30,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | Holding | 20,000 owned after | $3.65 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 32,654 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | Holding | 64,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 6,727 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | Holding | 55,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2008-11-06 | |
| 2008-11-06 holding as of filing | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 25,000 owned after | $5.95 exercise price | 2008-11-06 | |
| 2008-10-23 | Bryant Quinn Jane Ellen Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,833 5,833 owned after | $5.95 | 2009-01-07 | |
| 2008-10-23 | FELDMAN MICHAEL D Director, Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $5.95 | 2008-11-06 | |
| 2008-10-23 | MORAN JOHN Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $5.95 | 2008-11-06 | |
| 2008-10-23 | Jen Chin-our Jerry Officer (President & COO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.95 | 2008-11-06 | |
| 2008-10-23 | Hough Jeffery G Officer (Sr. VP & CFO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.95 | 2008-11-06 | |
| 2008-10-23 | Grady Gill R Officer (Sr. Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.95 | 2008-11-06 | |
| 2008-10-23 | Feldman Jerome I Director, Officer (Chairman) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $5.95 | 2008-11-06 | |
| 2008-05-01 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-05-01 | |
| 2008-05-01 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2008-05-01 | |
| 2008-04-29 | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.50 exercise price | 2008-05-01 | |
| 2008-04-02 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $9.70 exercise price | 2008-04-02 | |
| 2008-04-02 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-04-02 | |
| 2008-04-01 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2008-04-01 | |
| 2008-04-01 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Indirect · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2008-04-01 | |
| 2008-04-01 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Indirect · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2008-04-01 | |
| 2008-03-31 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.25 exercise price | 2008-04-02 | |
| 2008-03-27 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Direct · (m) | Holding | 85,000 owned after | $1.61 exercise price | 2008-03-27 | |
| 2008-03-27 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 14,764 owned after | $1.85 exercise price | 2008-03-27 | |
| 2008-03-27 holding as of filing | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Indirect · (m) | Holding | 80,000 owned after | $1.61 exercise price | 2008-03-27 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 0 owned after | $2.25 exercise price | 2008-04-01 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 60,000 owned after | $2.00 exercise price | 2008-04-01 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $2.00 exercise price | 2008-04-01 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 0 owned after | $2.00 exercise price | 2008-04-01 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $2.25 exercise price | 2008-03-27 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 60,000 owned after | $2.00 exercise price | 2008-03-27 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $2.00 exercise price | 2008-03-27 | |
| 2008-03-25 | Feldman Jerome I Director, Officer (Chairman of the Board) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $2.00 exercise price | 2008-03-27 | |
| 2008-03-14 | Paris Harold Officer (Sr Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 24,000 owned after | $1.61 | 2008-03-18 | |
| 2008-01-24 holding as of filing | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $2.50 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | Hagengruber Roger L Director | 4 | Employee Stocke Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 10,000 owned after | $8.21 exercise price | 2008-01-24 | |
| 2008-01-24 holding as of filing | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.25 exercise price | 2008-01-24 | |
| 2008-01-22 | Lewis Joseph W Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 | |
| 2008-01-22 | TAWES ORRIE LEE Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 | |
| 2008-01-22 | Hagengruber Roger L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 | |
| 2008-01-22 | GLASHOW SHELDON L Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 | |
| 2008-01-22 | GREENBERG SCOTT N Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 | |
| 2008-01-22 | PEDERSEN GEORGE J Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.70 | 2008-01-24 |