GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-26: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-14: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-29: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-29: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-26 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +385,010 385,010 owned after | $2.00 exercise price | 2018-12-26 | |
| 2018-12-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +757,576 757,576 owned after | $2.00 exercise price | 2018-12-18 | |
| 2018-11-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,989 225,989 owned after | $2.00 exercise price | 2018-11-30 | |
| 2018-11-29 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,740 197,740 owned after | $2.00 exercise price | 2018-11-30 | |
| 2018-11-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $2.00 exercise price | 2018-11-15 | |
| 2018-10-29 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167,464 167,464 owned after | $2.00 exercise price | 2018-10-30 | |
| 2018-10-11 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +251,142 251,142 owned after | $2.00 exercise price | 2018-10-11 | |
| 2018-09-28 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,957 86,957 owned after | $2.00 exercise price | 2018-10-02 | |
| 2018-08-10 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,649 148,649 owned after | $2.00 exercise price | 2018-08-14 | |
| 2018-08-10 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,054 54,054 owned after | $2.00 exercise price | 2018-08-14 | |
| 2018-07-24 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182,039 182,039 owned after | $2.00 exercise price | 2018-07-26 | |
| 2018-07-12 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,697 262,697 owned after | $2.00 exercise price | 2018-07-13 | |
| 2018-06-28 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +153,056 153,056 owned after | $2.00 exercise price | 2018-06-29 | |
| 2018-06-13 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +319,285 319,285 owned after | $2.00 exercise price | 2018-06-14 | |
| 2018-05-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +219,298 219,298 owned after | $2.00 exercise price | 2018-05-30 | |
| 2018-05-09 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,333 333,333 owned after | $2.00 exercise price | 2018-05-11 | |
| 2018-04-10 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +341,064 341,064 owned after | $2.00 exercise price | 2018-04-11 | |
| 2018-03-15 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416,667 416,667 owned after | $2.00 exercise price | 2018-03-19 | |
| 2018-02-26 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.00 exercise price | 2018-02-28 | |
| 2018-02-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 600,000 owned after | $2.00 exercise price | 2018-02-16 | |
| 2018-01-30 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +535,714 535,714 owned after | $2.00 exercise price | 2018-02-01 | |
| 2018-01-10 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +559,702 559,702 owned after | $2.00 exercise price | 2018-01-11 |