GelTech Solutions, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-12: Reporting owner Reger Michael Lloyd; Form 4; Security 7.5% Convertible Note; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-07-12: Reporting owner Reger Michael Lloyd; Form 4; Security 7.5% Convertible Note; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-07-12: Reporting owner Reger Michael Lloyd; Form 4; Security 7.5% Convertible Note; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-07-12: Reporting owner Reger Michael Lloyd; Form 4; Security 7.5% Convertible Note; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.35 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 0 owned after | $0.34 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 0 owned after | $0.30 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.29 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.29 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $0.29 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.28 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.28 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.28 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.27 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 0 owned after | $0.27 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.26 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.26 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.24 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $0.24 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −175,000 0 owned after | $0.23 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.23 exercise price | 2018-07-16 | |
| 2018-07-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $0.21 exercise price | 2018-07-16 | |
| 2017-09-18 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,997,483 0 owned after | no price filed | 2017-09-20 | |
| 2017-02-22 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +359,066 359,066 owned after | $100,000.00 | 2017-02-24 | |
| 2017-01-12 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +434,783 434,783 owned after | $100,000.00 | 2017-01-17 | |
| 2016-12-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +529,979 529,979 owned after | $125,000.00 | 2017-01-03 | |
| 2016-12-12 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +836,820 836,820 owned after | $200,000.00 | 2016-12-13 | |
| 2016-11-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +760,870 760,870 owned after | $175,000.00 | 2016-11-30 | |
| 2016-10-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +258,621 258,621 owned after | $75,000.00 | 2016-10-14 | |
| 2016-10-07 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,571 178,571 owned after | $50,000.00 | 2016-10-11 | |
| 2016-09-30 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +357,143 357,143 owned after | $100,000.00 | 2016-10-04 | |
| 2016-08-25 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +583,333 583,333 owned after | $175,000.00 | 2016-08-29 | |
| 2016-08-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +522,232 522,232 owned after | $175,000.00 | 2016-08-16 | |
| 2016-06-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +357,143 357,143 owned after | $125,000.00 | 2016-06-16 | |
| 2016-05-09 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416,668 416,668 owned after | $150,000.00 | 2016-05-10 | |
| 2016-04-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +312,500 312,500 owned after | $125,000.00 | 2016-04-25 | |
| 2016-04-08 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +328,948 328,948 owned after | $125,000.00 | 2016-04-12 | |
| 2016-03-11 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326,087 326,087 owned after | $150,000.00 | 2016-03-11 | |
| 2016-02-11 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +272,727 272,727 owned after | $150,000.00 | 2016-02-11 | |
| 2016-01-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +540,541 540,541 owned after | $200,000.00 | 2016-01-15 | |
| 2015-12-19 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,532 425,532 owned after | $200,000.00 | 2015-12-22 | |
| 2015-10-29 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +377,359 377,359 owned after | $200,000.00 | 2015-11-02 | |
| 2015-09-28 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +478,723 478,723 owned after | $225,000.00 | 2015-09-29 | |
| 2015-09-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $200,000.00 | 2015-09-16 | |
| 2015-09-01 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,676 425,676 owned after | $315,000.00 | 2015-09-03 | |
| 2015-08-19 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +259,740 259,740 owned after | $200,000.00 | 2015-08-21 | |
| 2015-08-07 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +312,500 312,500 owned after | $200,000.00 | 2015-08-10 | |
| 2015-07-23 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,270 270,270 owned after | $200.00 | 2015-07-27 | |
| 2015-07-13 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +192,307 192,307 owned after | $150,000.00 | 2015-07-15 | |
| 2015-06-24 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +243,902 243,902 owned after | $200,000.00 | 2015-06-29 | |
| 2015-06-04 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +273,973 273,973 owned after | $200,000.00 | 2015-06-05 | |
| 2015-04-27 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +517,241 517,241 owned after | $150,000.00 | 2015-04-29 | |
| 2015-04-13 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +769,231 769,231 owned after | $200,000.00 | 2015-04-15 | |
| 2015-03-27 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +576,923 576,923 owned after | $150,000.00 | 2015-03-31 | |
| 2015-03-11 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +324,074 324,074 owned after | $175,000.00 | 2015-03-12 | |
| 2015-02-27 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +312,500 312,500 owned after | $150,000.00 | 2015-03-03 | |
| 2015-02-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −277,778 277,778 owned after | $0.35 exercise price | 2015-02-17 | |
| 2015-02-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.35 exercise price | 2015-02-17 | ||
| 2015-02-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | $1.00 exercise price | 2015-02-17 | ||
| 2015-02-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $0.35 exercise price | 2015-02-17 | ||
| 2015-02-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $150,000.00 | 2015-02-17 | ||
| 2013-07-11 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $1.00 exercise price | 2013-07-15 | |
| 2013-02-01 | Reger Michael Lloyd 10% Owner | 4 | 10% Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | −275,000 0 owned after | $0.35 exercise price | 2013-02-05 | |
| 2013-02-01 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,487,464 0 owned after | $1.12 exercise price | 2013-02-05 | |
| 2013-02-01 | Reger Michael Lloyd 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,997,483 1,997,483 owned after | $0.35 exercise price | 2013-02-05 | |
| 2012-12-28 | Reger Michael Lloyd 10% Owner | 4 | 10% Convertible Note due 2013 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +275,000 275,000 owned after | $0.35 exercise price | 2013-01-02 | |
| 2012-09-28 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note due 2012 Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | $0.50 exercise price | 2012-10-02 | |
| 2012-03-29 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note due 2012 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +332,996 332,996 owned after | $0.50 | 2012-04-02 | |
| 2012-03-09 | Eisenberg Jerome B Director | 4 | 5% Convertible Note due 2012 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-03-13 | ||
| 2011-02-18 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,487,464 1,487,464 owned after | $1.12 exercise price | 2011-02-23 |