GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-29: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-12: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-29: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-10-14: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +296,490 296,490 owned after | $2.00 exercise price | 2017-01-03 | |
| 2016-12-12 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +418,410 418,410 owned after | $2.00 exercise price | 2016-12-13 | |
| 2016-11-29 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380,435 380,435 owned after | $2.00 exercise price | 2016-11-30 | |
| 2016-10-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,311 129,311 owned after | $2.00 exercise price | 2016-10-14 | |
| 2016-10-07 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,286 89,286 owned after | $2.00 exercise price | 2016-10-11 | |
| 2016-09-30 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,571 178,571 owned after | $2.00 exercise price | 2016-10-04 | |
| 2016-08-25 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +291,667 291,667 owned after | $2.00 exercise price | 2016-08-29 | |
| 2016-08-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +261,116 261,116 owned after | $2.00 exercise price | 2016-08-16 | |
| 2016-06-15 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,143 107,143 owned after | $2.00 exercise price | 2016-06-16 | |
| 2016-06-15 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,143 107,143 owned after | $2.00 exercise price | 2016-06-16 | |
| 2016-06-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,572 178,572 owned after | $2.00 exercise price | 2016-06-16 | |
| 2016-05-09 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +208,334 208,334 owned after | $2.00 exercise price | 2016-05-10 | |
| 2016-04-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,250 156,250 owned after | $2.00 exercise price | 2016-04-25 | |
| 2016-04-08 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +164,474 164,474 owned after | $2.00 exercise price | 2016-04-12 | |
| 2016-03-11 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,043 163,043 owned after | $2.00 exercise price | 2016-03-11 | |
| 2016-02-11 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136,364 136,364 owned after | $2.00 exercise price | 2016-02-11 | |
| 2016-02-03 holding as of filing | Nacht Gary Officer (Executive Vice President) | 3 | Common Stock Warrants (Right to Buy) Derivative · Direct | Holding | $0.50 exercise price | 2016-02-03 | ||
| 2016-02-03 holding as of filing | Nacht Gary Officer (Executive Vice President) | 3 | Common Stock Warrants (Right to Buy) Derivative · Direct | Holding | $0.50 exercise price | 2016-02-03 | ||
| 2016-01-22 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.25 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.25 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.25 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.25 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −142,857 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +142,857 142,857 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −81,700 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,700 81,700 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −219,491 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +219,491 219,491 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −280,173 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,173 280,173 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,746 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,746 84,746 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −137,868 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,868 137,868 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −197,542 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,542 197,542 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −114,890 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,890 114,890 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −226,244 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226,244 226,244 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −175,070 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,070 175,070 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −299,001 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +299,001 299,001 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −158,983 0 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-22 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +158,983 158,983 owned after | $2.00 exercise price | 2016-01-26 | |
| 2016-01-14 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,270 270,270 owned after | $2.00 exercise price | 2016-01-15 |