GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-11: Reporting owner Reger Neil; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-11: Reporting owner Reger Neil; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-02: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-02: Reporting owner Reger Neil; Form 3; Security Common Stock Warrants (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-11 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-10-16 | |
| 2013-10-11 | Reger Neil Director | 4 | Common Stock Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-10-16 | |
| 2013-10-02 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-10-03 | |
| 2013-10-02 holding as of filing | Reger Neil Director | 3 | Common Stock Warrants (Right to Buy) Derivative · Direct · (m) | Holding | $1.25 exercise price | 2013-10-02 | ||
| 2013-10-02 holding as of filing | Reger Neil Director | 3 | Common Stock Warrants (Right to Buy) Derivative · Indirect · (m) | Holding | $1.25 exercise price | 2013-10-02 | ||
| 2013-07-11 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $1.30 exercise price | 2013-07-15 | |
| 2013-06-03 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $1.25 exercise price | 2013-06-05 | |
| 2013-05-02 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +187,500 187,500 owned after | $1.25 exercise price | 2013-05-06 |