GelTech Solutions, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-25: Reporting owner AUER METALS & MINERALS; Form 4; Security GLTC; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-03-16: Reporting owner AUER METALS & MINERALS; Form 3; Security GLTC; Transaction Holding.
- 2015-03-11: Reporting owner AUER METALS & MINERALS; Form 3; Security GLTC; Transaction Holding.
- 2015-03-11: Reporting owner AUER METALS & MINERALS; Form 3; Security GLTC; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-25 | AUER METALS & MINERALS 10% Owner | 4 | GLTC Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +126,143 | $0.00 | 2015-03-25 | |
| 2015-03-16 holding as of filing | AUER METALS & MINERALS 10% Owner | 3 | GLTC Non-derivative · Direct | Holding | no price filed | 2015-03-16 | ||
| 2015-03-11 holding as of filing | AUER METALS & MINERALS Director, 10% Owner | 3 | GLTC Non-derivative · Direct | Holding | no price filed | 2015-03-11 | ||
| 2015-03-11 holding as of filing | AUER METALS & MINERALS Director, 10% Owner | 3 | GLTC Derivative · Direct | Holding | no price filed | 2015-03-11 | ||
| 2014-11-17 holding as of filing | Simon Daniel P Officer (Chief Operating Officer) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $1.52 exercise price | 2014-11-17 | ||
| 2012-11-14 | Cordani Michael Director, Officer (Chief Executive Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.45 exercise price | 2012-11-16 | |
| 2012-11-14 | Ingarra Joseph Director, Officer (President) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.45 exercise price | 2012-11-16 | |
| 2012-11-14 | HULL MICHAEL R Officer (Chief Financial Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.45 exercise price | 2012-11-16 | |
| 2012-11-14 | Cordani Peter Director, Officer (Chief Technology Officer) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.45 exercise price | 2012-11-16 | |
| 2010-12-08 | AUER METALS & MINERALS 10% Owner | 4 | GLTC Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 | $0.00 | 2015-03-27 | |
| 2010-03-31 | AUER METALS & MINERALS 10% Owner | 4/A | GLTC Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 | $0.00 | 2015-09-17 | |
| 1996-10-01 | AUER METALS & MINERALS 10% Owner | 4 | GLTC Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +0 | $0.00 | 2015-08-14 |