GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-01: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants to purchase common stock; Transaction Holding.
- 2008-01-30: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants to purchase common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-01-07: Reporting owner OConnell Phil D Jr; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2008-01-07: Reporting owner Reger Michael Lloyd; Form 3; Security Warrants to purchase common stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-01 holding as of filing | Reger Michael Lloyd 10% Owner | 4 | Warrants to purchase common stock Derivative · Direct | Holding | 225,000 owned after | $1.00 exercise price | 2008-02-01 | |
| 2008-01-30 | Reger Michael Lloyd 10% Owner | 4 | Warrants to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +303,303 303,303 owned after | $1.25 exercise price | 2008-02-01 | |
| 2008-01-07 holding as of filing | OConnell Phil D Jr Director, 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $1.05 exercise price | 2008-01-07 | ||
| 2008-01-07 holding as of filing | Reger Michael Lloyd 10% Owner | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $1.00 exercise price | 2008-01-07 |