GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-10: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-05-30: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-05-14: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-04-30: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-10 | Reger Michael Lloyd Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.00 exercise price | 2019-06-12 | |
| 2019-05-30 | MOSLER WARREN B Director, 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +483,871 483,871 owned after | $2.00 exercise price | 2019-06-03 | |
| 2019-05-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +472,590 472,590 owned after | $2.00 exercise price | 2019-05-15 | |
| 2019-04-30 | Reger Michael Lloyd Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +472,888 472,888 owned after | $2.00 exercise price | 2019-05-02 | |
| 2019-04-12 | Reger Michael Lloyd Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.00 exercise price | 2019-04-16 | |
| 2019-03-28 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +468,750 468,750 owned after | $2.00 exercise price | 2019-03-29 | |
| 2019-03-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $2.00 exercise price | 2019-03-18 | |
| 2019-02-27 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +357,995 357,995 owned after | $2.00 exercise price | 2019-02-28 | |
| 2019-02-19 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $2.00 exercise price | 2019-02-21 | |
| 2019-01-30 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416,667 416,667 owned after | $2.00 exercise price | 2019-01-31 | |
| 2019-01-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · By Valance Company, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +454,821 454,821 owned after | $2.00 exercise price | 2019-01-16 |