GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-28: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-14: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-28: Reporting owner Reger Michael Lloyd; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-13: Reporting owner MOSLER WARREN B; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-28 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +454,456 454,456 owned after | $2.00 exercise price | 2018-01-02 | |
| 2017-12-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451,807 451,807 owned after | $2.00 exercise price | 2017-12-18 | |
| 2017-11-28 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +394,737 394,737 owned after | $2.00 exercise price | 2017-11-30 | |
| 2017-11-13 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +454,270 454,270 owned after | $2.00 exercise price | 2017-11-14 | |
| 2017-10-12 | Reger Michael Lloyd Officer (President), 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +142,857 142,857 owned after | $2.00 exercise price | 2017-10-16 | |
| 2017-10-10 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,714 285,714 owned after | $2.00 exercise price | 2017-10-12 | |
| 2017-09-29 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +347,223 347,223 owned after | $2.00 exercise price | 2017-10-03 | |
| 2017-09-14 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +416,436 416,436 owned after | $2.00 exercise price | 2017-09-18 | |
| 2017-08-29 | MOSLER WARREN B 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,270 270,270 owned after | $2.00 exercise price | 2017-08-30 | |
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-08-28 holding as of filing | MOSLER WARREN B 10% Owner | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2017-08-28 | ||
| 2017-07-14 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,417 260,417 owned after | $2.00 exercise price | 2017-07-18 | |
| 2017-06-30 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,167 104,167 owned after | $2.00 exercise price | 2017-07-06 | |
| 2017-06-14 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +314,862 314,862 owned after | $2.00 exercise price | 2017-06-15 | |
| 2017-05-30 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +211,835 211,835 owned after | $2.00 exercise price | 2017-06-01 | |
| 2017-03-09 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +192,308 192,308 owned after | $2.00 exercise price | 2017-03-10 | |
| 2017-02-22 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +179,534 179,534 owned after | $2.00 exercise price | 2017-02-24 | |
| 2017-01-12 | Reger Michael Lloyd Director, Officer (President), 10% Owner | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +217,392 217,392 owned after | $2.00 exercise price | 2017-01-17 |