GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2012-09-21: Reporting owner OConnell Phil D Jr; Form 4; Security Common Stock Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −800,000 0 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −300,000 0 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | no price filed | 2012-10-02 | |
| 2012-09-21 | OConnell Phil D Jr Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · By Phillip D. O'Connell Jr. Revocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $0.63 exercise price | 2012-09-25 |