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GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants, 2012

GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2012-09-28: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
  • 2012-09-21: Reporting owner OConnell Phil D Jr; Form 4; Security Common Stock Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-09-28Reger Michael Lloyd
10% Owner
4Common Stock Warrants (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)−800,000
0 owned after
no price filed2012-10-02
2012-09-28Reger Michael Lloyd
10% Owner
4Common Stock Warrants (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)−300,000
0 owned after
no price filed2012-10-02
2012-09-28Reger Michael Lloyd
10% Owner
4Common Stock Warrants (Right to Buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)
0 owned after
no price filed2012-10-02
2012-09-21OConnell Phil D Jr
Director
4Common Stock Warrants (Right to Buy)
Derivative · Indirect · By Phillip D. O'Connell Jr. Revocable Trust
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+350,000
350,000 owned after
$0.63
exercise price
2012-09-25