GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner OConnell Phil D Jr; Form 4; Security Common Stock Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-12-21: Reporting owner OConnell Phil D Jr; Form 4; Security Common Stock Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-21: Reporting owner OConnell Phil D Jr; Form 4; Security Common Stock Warrants (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-02-18: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | OConnell Phil D Jr Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · By Phil D. O'Connell Jr. Revocable Trust | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −130,000 344,058 owned after | $1.05 exercise price | 2011-12-22 | |
| 2011-12-21 | OConnell Phil D Jr Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · By Phil D. O'Connell Jr. Revocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $0.50 exercise price | 2011-12-22 | |
| 2011-12-21 | OConnell Phil D Jr Director | 4 | Common Stock Warrants (Right to Buy) Derivative · Indirect · By Phil D. O'Connell Jr. Revocable Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 0 owned after | $0.50 exercise price | 2011-12-22 | |
| 2011-02-18 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $1.25 exercise price | 2011-02-23 | |
| 2011-02-18 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 300,000 owned after | $1.75 exercise price | 2011-02-23 | |
| 2011-02-18 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −200,000 800,000 owned after | $1.25 exercise price | 2011-02-23 | |
| 2011-01-20 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | O Exercise of out-of-the-money derivative security | −303,303 0 owned after | $1.25 exercise price | 2011-01-24 | |
| 2011-01-20 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $1.25 exercise price | 2011-01-24 |