GelTech Solutions, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-10: Reporting owner Marchese Anthony G.; Form 4; Security Warrants (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-05-20: Reporting owner Reger Michael Lloyd; Form 4; Security Common Stock Warrants (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-01-24: Reporting owner OConnell Phil D Jr; Form 4; Security Warrants (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-01-24: Reporting owner OConnell Phil D Jr; Form 4; Security Warrants (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-10 | Marchese Anthony G. Director | 4 | Warrants (Right to Buy) Derivative · Indirect · By Limited Partnership | P Open market or private purchase of non-derivative or derivative security | +45,000 45,000 owned after | $1.25 exercise price | 2010-12-13 | |
| 2010-05-20 | Reger Michael Lloyd 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $1.50 exercise price | 2011-02-23 | |
| 2010-01-24 | OConnell Phil D Jr Director | 4 | Warrants (Right to Buy) Derivative · Indirect · By Phillip D. O'Connell Jr. Revocable Trust | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −474,058 0 owned after | $1.05 exercise price | 2010-01-26 | |
| 2010-01-24 | OConnell Phil D Jr Director | 4 | Warrants (Right to Buy) Derivative · Indirect · By Phillip D. O'Connell Jr. Revocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +474,058 474,058 owned after | $1.50 exercise price | 2010-01-26 |