FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-30: Reporting owner Murray Suzanne E; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-30: Reporting owner MEYERS DANIEL MAXWELL; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-30: Reporting owner Heneghan Barry; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-30: Reporting owner GELBER SETH AARON; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-30 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2015-12-01 | |
| 2015-11-30 | MEYERS DANIEL MAXWELL Director, Officer (CEO and Chairman of the Board) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2015-12-01 | |
| 2015-11-30 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2015-12-01 | |
| 2015-11-30 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2015-12-01 | |
| 2015-11-30 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2015-12-01 | |
| 2015-11-30 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2015-12-01 | |
| 2015-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −645 0 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,659 0 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,659 0 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 63,000 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 0 owned after | no price filed | 2015-09-03 | |
| 2015-09-01 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | no price filed | 2015-09-03 | |
| 2015-08-16 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 3,250 owned after | no price filed | 2015-08-18 | |
| 2015-08-16 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 17,500 owned after | no price filed | 2015-08-18 | |
| 2015-08-16 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,688 25,374 owned after | no price filed | 2015-08-18 | |
| 2015-08-16 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 3,250 owned after | no price filed | 2015-08-18 | |
| 2015-08-15 | Murray Suzanne E Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | no price filed | 2015-08-18 | |
| 2015-08-15 | Heneghan Barry Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 6,666 owned after | no price filed | 2015-08-18 | |
| 2015-08-15 | GELBER SETH AARON Director, Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 6,666 owned after | no price filed | 2015-08-18 | |
| 2015-08-15 | Baumer William p Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | no price filed | 2015-08-18 | |
| 2015-08-04 | Breitman Alan Gregory Officer (Managing Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | no price filed | 2015-08-05 |