FIRST MARBLEHEAD CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-20: Reporting owner HANSEN WILLIAM DEAN; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-20: Reporting owner DROTCH PETER S; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-20: Reporting owner DALY GEORGE G; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-20: Reporting owner CAMERON DORT A III; Form 4; Security Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-20 | HANSEN WILLIAM DEAN Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-20 | DROTCH PETER S Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-20 | DALY GEORGE G Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-20 | CAMERON DORT A III Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-20 | BERKLEY WILLIAM R Director | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-20 | ALEXANDER LESLIE L Director, 10% Owner | 4 | Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2007-09-24 | |
| 2007-09-06 | KOPNISKY JACK L Director, Officer (CEO, President and COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 75,000 owned after | no price filed | 2007-09-10 | |
| 2007-08-16 holding as of filing | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2007-08-16 | ||
| 2007-08-16 holding as of filing | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2007-08-16 | ||
| 2007-08-15 | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2007-08-16 | |
| 2007-08-15 | Stark Sandra Officer (EVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 13,500 owned after | $0.00 | 2007-08-16 | |
| 2007-08-15 | Hawley Andrew James Officer (EVP, President of FMER) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 12,375 owned after | $0.00 | 2007-08-16 | |
| 2007-08-15 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 13,500 owned after | $0.00 | 2007-08-16 | |
| 2007-08-15 | HUPALO JOHN A Officer (Sr EVP, CFO & Head, Cap Mks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,875 14,625 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,782 3,782 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Klipper Kenneth S Officer (Treas. and Chief Acct. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,782 3,782 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Stark Sandra Officer (EVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Stark Sandra Officer (EVP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Johnson Greg D Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,875 6,875 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Johnson Greg D Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,875 6,875 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Hawley Andrew James Officer (EVP, President of FMER) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Hawley Andrew James Officer (EVP, President of FMER) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | HUPALO JOHN A Officer (Sr EVP, CFO & Head, Cap Mks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | HUPALO JOHN A Officer (Sr EVP, CFO & Head, Cap Mks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Tarr Peter B Director, Officer (Chairman and Gen Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | Tarr Peter B Director, Officer (Chairman and Gen Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | KOPNISKY JACK L Director, Officer (CEO, President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2007-08-16 | |
| 2007-08-14 | KOPNISKY JACK L Director, Officer (CEO, President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.00 | 2007-08-16 | |
| 2007-07-11 | Tarr Peter B Director, Officer (Chairman and Gen Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,975 131,925 owned after | no price filed | 2007-07-12 | |
| 2007-05-10 | Bowen Anne Perron Officer (EVP, Chief Admin. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2007-05-14 | |
| 2007-05-01 | Hawley Andrew James Officer (EVP, President of FMER) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2007-05-03 | |
| 2007-01-16 | Johnson Greg D Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,750 6,750 owned after | $0.00 | 2007-01-18 |