ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-11: Reporting owner BENSON PAUL PATRICK; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-11: Reporting owner BENSON PAUL PATRICK; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-11: Reporting owner YOST ALBERT S; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-11: Reporting owner Reusser Curtis C; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-11 | BENSON PAUL PATRICK Officer (VP, HR) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $117.53 exercise price | 2015-02-11 | |
| 2014-12-11 | BENSON PAUL PATRICK Officer (VP, HR) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,800 3,800 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,500 20,500 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600 3,600 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 900 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-12-11 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,700 3,700 owned after | $117.53 exercise price | 2014-12-12 | |
| 2014-10-16 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 5,800 owned after | $51.08 exercise price | 2014-10-20 | |
| 2014-10-16 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,075 0 owned after | $41.00 exercise price | 2014-10-20 | |
| 2014-10-14 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 6,250 owned after | $73.32 exercise price | 2014-10-16 | |
| 2014-10-14 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 4,800 owned after | $60.65 exercise price | 2014-10-16 | |
| 2014-10-14 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,950 650 owned after | $64.56 exercise price | 2014-10-16 | |
| 2014-06-25 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,751 0 owned after | $32.00 exercise price | 2014-06-26 | |
| 2014-06-24 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,449 7,751 owned after | $32.00 exercise price | 2014-06-26 | |
| 2014-03-11 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,782 6,218 owned after | $38.98 exercise price | 2014-03-13 | |
| 2014-03-10 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 0 owned after | $38.91 exercise price | 2014-03-12 | |
| 2014-03-10 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 0 owned after | $41.00 exercise price | 2014-03-12 | |
| 2014-03-04 | Lawrence Richard Bradley Director, Officer (Executive Chairman) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $38.91 | 2014-03-05 | |
| 2014-01-10 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,400 0 owned after | $53.00 | 2014-01-10 | |
| 2014-01-09 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $38.90 | 2014-01-10 | |
| 2014-01-09 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 12,000 owned after | $38.98 | 2014-01-10 | |
| 2014-01-08 | Lawrence Richard Bradley Director, Officer (Executive Chairman) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $38.91 | 2014-01-08 | |
| 2014-01-03 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,720 0 owned after | $41.97 exercise price | 2014-01-06 | |
| 2014-01-02 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,280 15,720 owned after | $41.97 exercise price | 2014-01-06 |