ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-18: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-18: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-18: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-05: Reporting owner Reusser Curtis C; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-18 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $38.90 exercise price | 2013-12-19 | |
| 2013-12-18 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 0 owned after | $53.00 exercise price | 2013-12-19 | |
| 2013-12-18 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 0 owned after | $32.00 exercise price | 2013-12-19 | |
| 2013-12-05 | Reusser Curtis C Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,100 5,100 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | HOUSTON FRANK E Officer (Snr. Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,900 5,900 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,900 4,900 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $88.75 | 2013-12-06 | |
| 2013-12-05 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,100 5,100 owned after | $88.75 | 2013-12-06 | |
| 2013-10-03 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $34.30 | 2013-10-03 | |
| 2013-07-09 | MASON MARCIA J Officer (General Counsel & VP Administr) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 0 owned after | $38.91 | 2013-07-10 | |
| 2013-07-08 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $38.91 | 2013-07-08 | |
| 2013-04-03 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,200 0 owned after | $23.85 | 2013-04-03 | |
| 2013-04-02 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,800 4,200 owned after | $23.85 | 2013-04-03 | |
| 2013-03-11 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $26.24 | 2013-03-11 | |
| 2013-03-08 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $41.97 | 2013-03-08 | |
| 2013-03-08 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 0 owned after | $53.00 | 2013-03-08 | |
| 2013-03-08 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −275 0 owned after | $38.91 | 2013-03-08 | |
| 2013-03-08 | YOST ALBERT S Officer (Group VP & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,550 0 owned after | $32.00 | 2013-03-08 | |
| 2013-03-07 | HOUSTON FRANK E Officer (Snr. Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 0 owned after | $38.98 | 2013-03-07 | |
| 2013-03-06 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $53.00 | 2013-03-07 | |
| 2013-03-06 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 8,700 owned after | $51.08 | 2013-03-07 | |
| 2013-03-06 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,150 1,075 owned after | $41.00 | 2013-03-07 | |
| 2013-03-06 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 0 owned after | $32.00 | 2013-03-07 |