ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-21: Reporting owner Lawrence Richard Bradley; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-21: Reporting owner CREMIN ROBERT W; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-21: Reporting owner CREMIN ROBERT W; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-06: Reporting owner YOST ALBERT S; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $26.24 | 2012-12-21 | |
| 2012-12-21 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $34.30 | 2012-12-21 | |
| 2012-12-21 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 16,000 owned after | $38.90 | 2012-12-21 | |
| 2012-12-06 | YOST ALBERT S Officer (Group Vice President & Treasur) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 6,700 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600 1,600 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | MASON MARCIA J Officer (General Counsel & VP Administr) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 6,700 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,800 43,800 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | HOUSTON FRANK E Officer (Snr. Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,600 3,600 owned after | $60.65 | 2012-12-07 | |
| 2012-12-06 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,400 6,400 owned after | $60.65 | 2012-12-07 | |
| 2012-10-05 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.90 | 2012-10-05 | |
| 2012-08-01 | HEINE CALVIN THOMAS Officer (VP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $57.03 | 2012-08-02 | |
| 2012-08-01 | MASON MARCIA J Officer (General Counsel & VP Administr) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $57.03 | 2012-08-02 | |
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.00 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.91 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $41.00 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.08 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $53.00 exercise price | 2012-08-01 | ||
| 2012-08-01 holding as of filing | HEINE CALVIN THOMAS Officer (VP Human Resources) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $64.56 exercise price | 2012-08-01 | ||
| 2012-01-04 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300 2,300 owned after | $64.56 | 2012-01-04 |