ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-20: Reporting owner CREMIN ROBERT W; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-14: Reporting owner CREMIN ROBERT W; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-07: Reporting owner WOOD RICHARD J; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-07: Reporting owner LARSON STEPHEN R; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-20 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 0 owned after | $19.88 exercise price | 2006-12-21 | |
| 2006-12-14 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,250 9,250 owned after | $19.88 exercise price | 2006-12-15 | |
| 2006-12-07 | WOOD RICHARD J Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,700 11,700 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,800 17,800 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,500 11,500 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,200 10,200 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,800 20,800 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-12-07 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,200 88,200 owned after | $38.91 exercise price | 2006-12-08 | |
| 2006-11-01 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.25 exercise price | 2006-11-02 | |
| 2006-10-05 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $13.25 exercise price | 2006-10-06 | |
| 2006-09-01 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $13.25 exercise price | 2006-09-06 | |
| 2006-07-07 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 18,500 owned after | $19.88 exercise price | 2006-07-10 | |
| 2006-05-05 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4/A | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $13.25 exercise price | 2006-12-08 | |
| 2006-05-05 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $13.25 exercise price | 2006-05-05 | |
| 2006-04-10 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $13.25 exercise price | 2006-04-10 | |
| 2006-04-03 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 6,000 owned after | $13.25 exercise price | 2006-04-04 | |
| 2006-03-15 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 18,000 owned after | $13.25 exercise price | 2006-03-15 | |
| 2006-02-22 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,000 owned after | $11.38 exercise price | 2006-02-22 | |
| 2006-02-21 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 7,000 owned after | $11.38 exercise price | 2006-02-22 | |
| 2006-01-25 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $20.69 exercise price | 2006-01-25 |