ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-08: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-08: Reporting owner MASON MARCIA J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-08: Reporting owner YOST ALBERT S; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-08: Reporting owner DURAND ALAIN MICHEL; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-08 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,900 8,900 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,800 10,800 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | HOUSTON FRANK E Officer (Snr. Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,800 14,800 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $51.08 | 2011-12-09 | |
| 2011-12-08 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,600 60,600 owned after | $51.08 | 2011-12-09 | |
| 2011-07-26 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $78.24 | 2011-07-27 | |
| 2011-06-10 holding as of filing | DURAND ALAIN MICHEL Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.00 exercise price | 2011-06-10 | ||
| 2011-06-10 holding as of filing | DURAND ALAIN MICHEL Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $41.00 exercise price | 2011-06-10 | ||
| 2011-06-10 holding as of filing | DURAND ALAIN MICHEL Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $53.00 exercise price | 2011-06-10 | ||
| 2011-06-10 holding as of filing | DURAND ALAIN MICHEL Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $64.56 exercise price | 2011-06-10 | ||
| 2011-06-08 | DURAND ALAIN MICHEL Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $73.32 | 2011-06-10 | |
| 2011-05-11 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $34.30 | 2011-05-11 | |
| 2011-03-28 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $15.82 | 2011-03-28 | |
| 2011-03-21 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,693 7,500 owned after | $34.30 | 2011-03-21 | |
| 2011-03-08 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,193 owned after | $34.30 | 2011-03-08 | |
| 2011-02-22 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 5,100 owned after | $38.91 | 2011-02-22 | |
| 2011-01-28 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $38.98 | 2011-01-28 | |
| 2011-01-27 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $38.98 | 2011-01-27 | |
| 2011-01-13 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 22,693 owned after | $34.30 | 2011-01-13 | |
| 2011-01-12 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,707 23,293 owned after | $34.30 | 2011-01-13 | |
| 2011-01-05 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $34.30 | 2011-01-05 |