ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 315 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-08: Reporting owner First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T; Form 4; Security Call Option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2017-06-08: Reporting owner First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T; Form 4; Security Call Option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-08-16: Reporting owner Selmo Brian A. | Landecker Mark | ATWOOD J RICHARD | ROMICK STEVEN T | First Pacific Advisors, LLC | FPA HAWKEYE FUND | FPA Hawkeye-7 Fund; Form 4; Security Call Option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-08-16: Reporting owner Selmo Brian A. | Landecker Mark | ATWOOD J RICHARD | ROMICK STEVEN T | First Pacific Advisors, LLC | FPA HAWKEYE FUND | FPA Hawkeye-7 Fund; Form 4; Security Call Option (obligation to sell); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-08 | First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −34 34 owned after | $800.00 | 2017-06-12 | |
| 2017-06-08 | First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −21 21 owned after | $800.00 | 2017-06-12 | |
| 2016-08-16 | Selmo Brian A. | Landecker Mark | ATWOOD J RICHARD | ROMICK STEVEN T | First Pacific Advisors, LLC | FPA HAWKEYE FUND | FPA Hawkeye-7 Fund 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −117 117 owned after | $642.09 | 2016-08-18 | |
| 2016-08-16 | Selmo Brian A. | Landecker Mark | ATWOOD J RICHARD | ROMICK STEVEN T | First Pacific Advisors, LLC | FPA HAWKEYE FUND | FPA Hawkeye-7 Fund 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −84 84 owned after | $642.09 | 2016-08-18 |