ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-10: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-10: Reporting owner Lawrence Richard Bradley; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-10: Reporting owner LARSON STEPHEN R; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-10: Reporting owner HOUSTON FRANK E; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-10 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,900 2,900 owned after | $41.00 | 2009-12-11 | |
| 2009-12-10 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,000 52,000 owned after | $41.00 | 2009-12-11 | |
| 2009-12-10 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,800 18,800 owned after | $41.00 | 2009-12-11 | |
| 2009-12-10 | HOUSTON FRANK E Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,200 16,200 owned after | $41.00 | 2009-12-11 | |
| 2009-12-10 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,800 10,800 owned after | $41.00 | 2009-12-11 | |
| 2009-12-10 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,700 21,700 owned after | $41.00 | 2009-12-11 | |
| 2009-11-23 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $41.97 | 2009-11-24 | |
| 2009-11-23 holding as of filing | YOST ALBERT S Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $32.00 exercise price | 2009-11-23 | ||
| 2009-11-23 holding as of filing | YOST ALBERT S Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.90 exercise price | 2009-11-23 | ||
| 2009-11-23 holding as of filing | YOST ALBERT S Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $38.91 exercise price | 2009-11-23 | ||
| 2009-11-23 holding as of filing | YOST ALBERT S Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $41.97 exercise price | 2009-11-23 | ||
| 2009-11-23 holding as of filing | YOST ALBERT S Officer (Group Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $53.00 exercise price | 2009-11-23 | ||
| 2009-11-02 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $42.10 | 2009-11-03 | |
| 2009-09-28 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $11.38 | 2009-09-29 | |
| 2009-06-04 | Lawrence Richard Bradley Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $29.86 | 2009-06-08 | |
| 2009-04-09 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $13.25 | 2009-04-10 |