ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-18: Reporting owner BENSON PAUL PATRICK; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner MASON MARCIA J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-18: Reporting owner Ross Roger Alan; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-18 | BENSON PAUL PATRICK Officer (VP, Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,200 1,200 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | MASON MARCIA J Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | Ross Roger Alan Officer (Segment President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | YOST ALBERT S Officer (Segment President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,400 7,400 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-11-18 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,100 33,100 owned after | $79.31 exercise price | 2015-11-20 | |
| 2015-08-24 | Ross Roger Alan Officer (Segment President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $78.87 exercise price | 2015-08-26 | |
| 2015-03-16 | GEORGE ROBERT DAVID Officer (VP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,218 0 owned after | $38.98 exercise price | 2015-03-17 | |
| 2015-01-13 | YOST ALBERT S Officer (Pres-Adv Mat'ls & Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,600 0 owned after | $64.56 exercise price | 2015-01-15 | |
| 2015-01-08 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,711 0 owned after | $53.00 exercise price | 2015-01-09 | |
| 2015-01-07 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 3,200 owned after | $60.65 exercise price | 2015-01-09 | |
| 2015-01-07 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,900 2,900 owned after | $51.08 exercise price | 2015-01-09 | |
| 2015-01-07 | DURAND ALAIN MICHEL Officer (Pres. Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 0 owned after | $64.56 exercise price | 2015-01-09 | |
| 2015-01-07 | HOUSTON FRANK E Officer (President-Avionics/Control Seg) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,089 3,711 owned after | $53.00 exercise price | 2015-01-09 |