ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-06: Reporting owner POSNER GARY J; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner Lawrence Richard Bradley; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner LARSON STEPHEN R; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner KRING LARRY A; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-06 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,700 1,700 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | Lawrence Richard Bradley Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,500 14,500 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,100 30,100 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,800 9,800 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,400 8,400 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,100 17,100 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-12-06 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,400 72,400 owned after | $53.00 exercise price | 2007-12-07 | |
| 2007-10-02 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 750 owned after | $26.24 exercise price | 2007-10-03 | |
| 2007-10-02 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $20.69 exercise price | 2007-10-03 | |
| 2007-10-02 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 20,000 owned after | $11.38 exercise price | 2007-10-03 | |
| 2007-10-01 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $19.50 exercise price | 2007-10-02 | |
| 2007-10-01 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $13.25 exercise price | 2007-10-02 | |
| 2007-09-27 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $17.90 exercise price | 2007-09-28 | |
| 2007-09-27 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $11.38 exercise price | 2007-09-28 | |
| 2007-09-27 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.25 exercise price | 2007-09-28 | |
| 2007-09-19 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $19.50 exercise price | 2007-09-20 | |
| 2007-09-19 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,500 owned after | $11.38 exercise price | 2007-09-20 | |
| 2007-09-18 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $17.90 exercise price | 2007-09-19 | |
| 2007-09-14 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $15.82 exercise price | 2007-09-17 | |
| 2007-08-08 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $17.90 exercise price | 2007-08-09 | |
| 2007-07-23 | HOUSTON FRANK E Officer (Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $17.90 exercise price | 2007-07-24 | |
| 2007-07-13 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $19.50 exercise price | 2007-07-16 | |
| 2007-07-10 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.31 exercise price | 2007-07-11 | |
| 2007-07-06 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 7,500 owned after | $11.38 exercise price | 2007-07-09 | |
| 2007-06-29 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $20.69 exercise price | 2007-06-29 | |
| 2007-06-20 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $18.95 exercise price | 2007-06-21 | |
| 2007-06-20 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4/A | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $13.25 exercise price | 2007-06-21 | |
| 2007-06-20 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $13.25 exercise price | 2007-06-21 | |
| 2007-06-20 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 5,000 owned after | $18.25 exercise price | 2007-06-21 | |
| 2007-06-19 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $20.69 exercise price | 2007-06-20 | |
| 2007-06-18 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 12,500 owned after | $11.38 exercise price | 2007-06-19 | |
| 2007-06-13 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $20.69 exercise price | 2007-06-14 | |
| 2007-06-04 | KRING LARRY A Officer (Senior Group Vice President) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 17,500 owned after | $11.38 exercise price | 2007-06-05 | |
| 2007-06-04 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $21.31 exercise price | 2007-06-05 | |
| 2007-06-01 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $11.38 exercise price | 2007-06-04 | |
| 2007-05-10 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $18.25 exercise price | 2007-05-11 | |
| 2007-04-12 | CREMIN ROBERT W Director, Officer (Chairman, President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $18.25 exercise price | 2007-04-13 | |
| 2007-01-22 holding as of filing | Lawrence Richard Bradley Officer (Group Vice President) | 3 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $26.24 exercise price | 2007-01-22 | ||
| 2007-01-22 holding as of filing | Lawrence Richard Bradley Officer (Group Vice President) | 3 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | Holding | $38.91 exercise price | 2007-01-22 | ||
| 2007-01-03 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $20.69 exercise price | 2007-01-04 |