ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-21: Reporting owner MASON MARCIA J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner MASON MARCIA J; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-13: Reporting owner LARSON STEPHEN R; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-09: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-21 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 0 owned after | $34.30 | 2010-12-21 | |
| 2010-12-16 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 9,800 owned after | $34.30 | 2010-12-17 | |
| 2010-12-13 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $23.85 | 2010-12-14 | |
| 2010-12-09 | POSNER GARY J Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,100 2,100 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,600 7,600 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,600 7,600 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | HOUSTON FRANK E Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,300 15,300 owned after | $64.56 | 2010-12-10 | |
| 2010-12-09 | Lawrence Richard Bradley Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,600 38,600 owned after | $64.56 | 2010-12-10 | |
| 2010-10-08 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $23.85 exercise price | 2010-10-08 | |
| 2010-10-08 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $17.90 exercise price | 2010-10-08 | |
| 2010-09-30 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $21.31 exercise price | 2010-09-30 | |
| 2010-09-30 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $23.85 exercise price | 2010-09-30 | |
| 2010-09-29 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $23.85 exercise price | 2010-09-29 | |
| 2010-09-24 | CREMIN ROBERT W Director | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 25,000 owned after | $23.85 exercise price | 2010-09-27 | |
| 2010-09-24 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 10,000 owned after | $23.85 exercise price | 2010-09-27 | |
| 2010-09-23 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 40,000 owned after | $23.85 exercise price | 2010-09-23 | |
| 2010-09-21 | LARSON STEPHEN R Officer (VP Strategy & Technology) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $15.82 exercise price | 2010-09-21 | |
| 2010-09-15 | MASON MARCIA J Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $23.85 exercise price | 2010-09-15 | |
| 2010-09-09 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $41.97 exercise price | 2010-09-10 | |
| 2010-09-07 | HOUSTON FRANK E Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $33.77 exercise price | 2010-09-08 | |
| 2010-06-28 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $17.90 exercise price | 2010-06-28 | |
| 2010-06-14 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $17.90 exercise price | 2010-06-15 | |
| 2010-04-15 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $17.90 | 2010-04-15 | |
| 2010-03-30 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $17.90 | 2010-03-30 | |
| 2010-03-25 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $27.19 | 2010-03-25 | |
| 2010-03-23 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $17.90 | 2010-03-23 | |
| 2010-03-17 | CREMIN ROBERT W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $27.19 | 2010-03-17 | |
| 2010-03-05 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $38.90 | 2010-03-05 | |
| 2010-03-05 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −825 275 owned after | $38.91 | 2010-03-05 | |
| 2010-03-05 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $41.97 | 2010-03-05 | |
| 2010-03-05 | YOST ALBERT S Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 2,550 owned after | $32.00 | 2010-03-05 | |
| 2010-03-05 | GREENBERG MARCIA M Officer (Vice President Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $15.82 | 2010-03-05 | |
| 2010-03-05 | HOUSTON FRANK E Officer (Group Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $26.24 | 2010-03-05 | |
| 2010-01-12 | GEORGE ROBERT DAVID Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $14.75 exercise price | 2010-01-12 |