ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-20: Reporting owner RAFAEL BETSY; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-20: Reporting owner MOLEY RICHARD M; Form 4; Security Director Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-20: Reporting owner MAXFIELD ROBERT R; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-20: Reporting owner MARKKULA ARMAS CLIFFORD; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-20 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.42 exercise price | 2014-05-22 | |
| 2014-05-20 | MOLEY RICHARD M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.42 exercise price | 2014-05-22 | |
| 2014-05-20 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.42 exercise price | 2014-05-22 | |
| 2014-05-20 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.42 exercise price | 2014-05-22 | |
| 2014-05-20 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.42 exercise price | 2014-05-22 |