ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-12: Reporting owner Dingley Christopher R.; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-12: Reporting owner Modi Sohrab; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-12: Reporting owner SEGE RONALD; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-12: Reporting owner Marszewski C. Michael; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-12 | Dingley Christopher R. Officer (VP Global Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.91 exercise price | 2015-06-16 | |
| 2015-06-12 | Modi Sohrab Officer (VP and CTO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.91 exercise price | 2015-06-16 | |
| 2015-06-12 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.91 exercise price | 2015-06-16 | |
| 2015-06-12 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.91 exercise price | 2015-06-16 | |
| 2015-06-12 | MOORE ALICIA JAYNE Officer (Sen. VP, General Counsel & Sec) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.91 exercise price | 2015-06-16 | |
| 2015-05-20 holding as of filing | Modi Sohrab Officer (VP and CTO) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $2.24 exercise price | 2015-05-20 | ||
| 2015-05-20 holding as of filing | Dingley Christopher R. Officer (VP Global Sales) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $3.25 exercise price | 2015-05-20 | ||
| 2015-05-19 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.91 exercise price | 2015-05-20 | |
| 2015-05-19 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.91 exercise price | 2015-05-20 | |
| 2015-05-19 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.91 exercise price | 2015-05-20 | |
| 2015-05-19 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.91 exercise price | 2015-05-20 | |
| 2015-04-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.96 exercise price | 2015-04-13 |