ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-08: Reporting owner RAFAEL BETSY; Form 4; Security Director stock option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-24: Reporting owner SONSINI LARRY W; Form 4; Security Director Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-24: Reporting owner RAFAEL BETSY; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-24: Reporting owner MOLEY RICHARD M; Form 4; Security Director Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-08 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.47 exercise price | 2011-06-09 | |
| 2011-05-24 | SONSINI LARRY W Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | MOLEY RICHARD M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-05-24 | DENHOLM ROBYN M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.08 exercise price | 2011-05-26 | |
| 2011-04-18 | MAXFIELD ROBERT R Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.99 exercise price | 2011-04-20 | |
| 2011-04-12 | MOLEY RICHARD M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.99 exercise price | 2011-04-13 | |
| 2011-04-07 | MARKKULA ARMAS CLIFFORD Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.99 exercise price | 2011-04-08 | |
| 2011-04-06 | FINOCCHIO ROBERT J Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $7.99 exercise price | 2011-04-08 |