ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-12: Reporting owner MOORE ALICIA JAYNE; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-10: Reporting owner ANDERSON Michael T.; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-10: Reporting owner HARRIS RUSSELL; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-10: Reporting owner Marszewski C. Michael; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-12 | MOORE ALICIA JAYNE Officer (Sen. VP & General Counsel) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $2.24 exercise price | 2013-08-13 | |
| 2013-06-10 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-06-10 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,000 76,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-06-10 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-06-10 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-06-10 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-06-10 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,000 84,000 owned after | $2.37 exercise price | 2013-06-12 | |
| 2013-05-21 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 | |
| 2013-05-21 | MOLEY RICHARD M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 | |
| 2013-05-21 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 | |
| 2013-05-21 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 | |
| 2013-05-21 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 | |
| 2013-05-21 | DENHOLM ROBYN M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.54 exercise price | 2013-05-23 |