ECHELON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-14: Reporting owner Modi Sohrab; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner Modi Sohrab; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner Modi Sohrab; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner SEGE RONALD; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,500 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,182 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Modi Sohrab Officer (SVP and CTO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,299 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,500 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,303 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,500 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,939 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,696 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-14 | Lovit Andrew M Officer (SVP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $0.00 | 2018-09-17 | |
| 2018-09-10 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 0 owned after | $0.00 | 2018-09-10 | |
| 2018-04-10 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −466 0 owned after | $0.00 | 2018-04-12 | |
| 2018-04-10 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −333 0 owned after | $0.00 | 2018-04-12 | |
| 2018-03-15 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,150 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-15 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,458 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-15 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,779 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-15 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,693 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-15 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,822 0 owned after | $0.00 | 2018-03-16 | |
| 2018-02-05 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,696 16,696 owned after | $0.00 | 2018-02-07 | |
| 2018-02-05 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,303 12,303 owned after | $0.00 | 2018-02-07 | |
| 2018-02-05 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,939 14,939 owned after | $0.00 | 2018-02-07 | |
| 2018-02-05 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,299 70,299 owned after | $0.00 | 2018-02-07 | |
| 2018-02-05 | Modi Sohrab Officer (SVP and CTO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,182 13,182 owned after | $0.00 | 2018-02-07 |