ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-14: Reporting owner Modi Sohrab; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner SEGE RONALD; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner MAXFIELD ROBERT R; Form 4; Security Director stock option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-14: Reporting owner MAXFIELD ROBERT R; Form 4; Security Director stock option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Modi Sohrab Officer (SVP and CTO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,000 0 owned after | $5.22 exercise price | 2018-09-17 | |
| 2018-09-14 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $5.22 exercise price | 2018-09-17 | |
| 2018-09-14 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.51 exercise price | 2018-09-17 | |
| 2018-09-14 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.18 exercise price | 2018-09-17 | |
| 2018-09-14 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.16 exercise price | 2018-09-17 | |
| 2018-09-14 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.51 exercise price | 2018-09-17 | |
| 2018-09-14 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.18 exercise price | 2018-09-17 | |
| 2018-09-14 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.16 exercise price | 2018-09-17 | |
| 2018-09-14 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,000 0 owned after | $5.22 exercise price | 2018-09-17 | |
| 2018-09-14 | Jodoin Christopher Officer (SVP, Operations & Planning) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,000 0 owned after | $5.22 exercise price | 2018-09-17 | |
| 2018-09-14 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.51 exercise price | 2018-09-17 | |
| 2018-09-14 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.18 exercise price | 2018-09-17 | |
| 2018-09-14 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.16 exercise price | 2018-09-17 | |
| 2018-09-14 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Employee stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $5.22 exercise price | 2018-09-17 | |
| 2018-09-14 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.51 exercise price | 2018-09-17 | |
| 2018-09-14 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $7.18 exercise price | 2018-09-17 | |
| 2018-09-14 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $4.16 exercise price | 2018-09-17 | |
| 2018-05-17 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.16 exercise price | 2018-05-18 | |
| 2018-05-17 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.16 exercise price | 2018-05-18 | |
| 2018-05-17 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.16 exercise price | 2018-05-18 | |
| 2018-05-17 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.16 exercise price | 2018-05-18 |