ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-11: Reporting owner HARRIS RUSSELL; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-11: Reporting owner BLOCH KATHLEEN B; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-11: Reporting owner HON ROBERT W; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-06-11: Reporting owner SEGE RONALD; Form 4; Security Employee Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-11 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,400 72,400 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,400 72,400 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | HON ROBERT W Officer (Senior VP Engineering) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,400 72,400 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | SEGE RONALD Director, Officer (Chairman, President and CEO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | ANDERSON Michael T. Officer (Sr. Vice President) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,200 97,200 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | Nagaraj Varun Officer (Sen. VP Product Mgmt & Mktg.) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,600 89,600 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | SLAKEY WILLIAM R Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,200 82,200 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | AXELSSON ANDERS Officer (Senior VP of Strategic Accts) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,400 62,400 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-06-11 | Marszewski C. Michael Officer (VP & Principal Acctg Officer) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $3.17 exercise price | 2012-06-13 | |
| 2012-05-22 | SONSINI LARRY W Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | MOLEY RICHARD M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 | |
| 2012-05-22 | DENHOLM ROBYN M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $3.52 exercise price | 2012-05-24 |