ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-15: Reporting owner BRUGGINK FREDERIK; Form 4; Security Employee Stock Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-05-14: Reporting owner SONSINI LARRY W; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-14: Reporting owner RAFAEL BETSY; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-14: Reporting owner MOLEY RICHARD M; Form 4; Security Director stock option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-15 | BRUGGINK FREDERIK Officer (Sr. VP & GM of Ser Prov Gp) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $8.19 exercise price | 2009-09-16 | |
| 2009-05-14 | SONSINI LARRY W Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | MOLEY RICHARD M Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 | |
| 2009-05-14 | DENHOLM ROBYN M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $7.47 exercise price | 2009-05-18 |