DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-04-05: Reporting owner Slebir John L; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2024-04-05: Reporting owner Slebir John L; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2024-02-16: Reporting owner Burgess Justin; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-02-15: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2024-04-05 | ||
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2024-04-05 | ||
| 2024-02-16 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 13,333 owned after | no price filed | 2024-02-20 | |
| 2024-02-15 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,860 67,860 owned after | no price filed | 2024-02-20 | |
| 2024-02-15 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,000 165,000 owned after | no price filed | 2024-02-20 | |
| 2024-02-15 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,430 46,430 owned after | no price filed | 2024-02-20 | |
| 2024-02-15 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,710 35,710 owned after | no price filed | 2024-02-20 | |
| 2024-02-15 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,900 21,900 owned after | no price filed | 2024-02-20 | |
| 2024-02-10 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,833 8,833 owned after | no price filed | 2024-02-13 | |
| 2024-02-10 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,333 4,333 owned after | no price filed | 2024-02-13 | |
| 2024-02-10 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 20,833 owned after | no price filed | 2024-02-13 | |
| 2024-02-10 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,666 owned after | no price filed | 2024-02-13 | |
| 2024-02-10 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 5,333 owned after | no price filed | 2024-02-13 | |
| 2024-02-04 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,750 0 owned after | no price filed | 2024-02-06 | |
| 2024-02-03 | Janssen Robert Officer (SVP and CMO) | 4/A | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2024-02-07 | |
| 2024-02-03 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | no price filed | 2024-02-06 | |
| 2024-02-03 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | no price filed | 2024-02-06 | |
| 2024-02-03 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,416 0 owned after | no price filed | 2024-02-06 |