DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-09: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-12-09: Reporting owner Spencer Ryan; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-12-09: Reporting owner Janssen Robert; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-08-08: Reporting owner Janssen Robert; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-09 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 8,750 owned after | no price filed | 2022-12-13 | |
| 2022-12-09 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,888 9,888 owned after | no price filed | 2022-12-13 | |
| 2022-12-09 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | no price filed | 2022-12-13 | |
| 2022-08-08 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,750 6,250 owned after | no price filed | 2022-08-10 | |
| 2022-08-08 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,250 8,750 owned after | no price filed | 2022-08-10 | |
| 2022-08-08 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,663 9,887 owned after | no price filed | 2022-08-10 | |
| 2022-05-26 | Hack Andrew A. F. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | $0.00 | 2022-05-27 | |
| 2022-05-26 | Sun Elaine D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,679 2,679 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | Myers Scott Dunseth Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,018 4,018 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | EASTLAND JULIA MARIE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | CANO FRANCIS Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | Paradiso Peter R. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | Phillips Peggy V Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | KISNER DANIEL L Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | RICCIARDI NATALE S Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-26 | MacGregor Brent Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 5,357 owned after | no price filed | 2022-05-27 | |
| 2022-05-16 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | no price filed | 2022-05-18 | |
| 2022-03-02 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,500 35,000 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 0 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,750 59,500 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 20,000 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,906 0 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,417 16,833 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,167 3,166 owned after | no price filed | 2022-03-04 | |
| 2022-03-02 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | no price filed | 2022-03-04 | |
| 2022-02-10 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +52,500 0 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,500 26,500 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 0 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Janssen Robert Officer (Senior Vice President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +89,250 0 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | no price filed | 2022-02-14 | |
| 2022-02-10 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2022-02-14 |