DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2025. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-12-23: Reporting owner MacDonald Kelly; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-12-23: Reporting owner MacDonald Kelly; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-12-23: Reporting owner Metzinger Joseph Anthony; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2025-12-23: Reporting owner Novack David F; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-12-23 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,477 15,477 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,141 28,282 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Metzinger Joseph Anthony Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,727 25,455 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,620 22,620 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,788 37,576 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 16,667 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,141 28,282 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 55,000 owned after | no price filed | 2025-12-29 | |
| 2025-12-23 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,333 90,667 owned after | no price filed | 2025-12-29 | |
| 2025-05-12 | Metzinger Joseph Anthony Officer (VP, Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,182 38,182 owned after | no price filed | 2025-05-13 | |
| 2025-02-18 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 33,333 owned after | no price filed | 2025-02-21 | |
| 2025-02-18 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,904 23,806 owned after | no price filed | 2025-02-20 | |
| 2025-02-18 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,477 30,953 owned after | no price filed | 2025-02-20 | |
| 2025-02-18 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 110,000 owned after | no price filed | 2025-02-20 | |
| 2025-02-18 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,620 45,240 owned after | no price filed | 2025-02-20 | |
| 2025-02-13 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136,000 136,000 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,424 42,424 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,500 26,500 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,500 0 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,364 56,364 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,424 42,424 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | no price filed | 2025-02-18 | |
| 2025-02-13 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | no price filed | 2025-02-18 | |
| 2025-02-10 | Novack David F Officer (President & COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,833 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-10 | Slebir John L Officer (SVP General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,666 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-10 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-10 | MacDonald Kelly Officer (SVP and CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-10 | Janssen Robert Officer (SVP and CMO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,333 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-10 | Burgess Justin Officer (VP Finance & CAO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 0 owned after | no price filed | 2025-02-12 | |
| 2025-02-03 | SILVERNAIL LAUREN P Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,636 8,636 owned after | no price filed | 2025-02-05 | |
| 2025-02-03 | Emini Emilio Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,636 8,636 owned after | no price filed | 2025-02-05 |