DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-14: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-20: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-06-06: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-10: Reporting owner STONE RONALD N; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,361 0 owned after | $1.02 exercise price | 2012-09-17 | |
| 2012-06-20 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,361 owned after | $1.02 exercise price | 2012-06-22 | |
| 2012-06-06 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.02 exercise price | 2012-06-07 | |
| 2012-05-10 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-05-10 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-05-10 | DUEA BRADFORD D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-05-10 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-05-10 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-05-10 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,590 7,590 owned after | $27.87 exercise price | 2012-05-14 | |
| 2012-03-26 | Graves Kris Officer (SVP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $30.49 exercise price | 2012-03-27 | |
| 2012-02-15 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,680 60,680 owned after | $27.49 exercise price | 2012-02-17 | |
| 2012-02-15 | WATSON PATRICK Officer (EVP, Corp Strategy & Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,000 33,000 owned after | $27.49 exercise price | 2012-02-17 | |
| 2012-02-15 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,020 61,020 owned after | $27.49 exercise price | 2012-02-17 | |
| 2012-02-15 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −61,020 61,020 owned after | $27.49 exercise price | 2012-02-17 | |
| 2012-02-15 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +203,400 203,400 owned after | $27.49 exercise price | 2012-02-17 | |
| 2012-02-15 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,630 57,630 owned after | $27.49 exercise price | 2012-02-17 |