DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-09-16: Reporting owner KIRCHNER JON; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-24: Reporting owner Faltemier Sharon K; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-23: Reporting owner AGIN JOERG; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 20,361 owned after | $1.02 exercise price | 2011-12-22 | |
| 2011-09-16 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 33,361 owned after | $1.02 exercise price | 2011-09-20 | |
| 2011-05-24 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,000 owned after | $18.81 exercise price | 2011-05-26 | |
| 2011-05-23 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,167 0 owned after | $24.44 exercise price | 2011-05-24 | |
| 2011-05-20 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −533 6,167 owned after | $24.44 exercise price | 2011-05-23 | |
| 2011-05-19 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 6,900 owned after | $24.44 exercise price | 2011-05-23 | |
| 2011-05-12 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-05-12 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-05-12 | DUEA BRADFORD D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-05-12 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-05-12 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-05-12 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $43.91 exercise price | 2011-05-13 | |
| 2011-03-21 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,000 owned after | $19.31 exercise price | 2011-03-23 | |
| 2011-03-21 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,688 9,375 owned after | $15.71 exercise price | 2011-03-23 | |
| 2011-03-18 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 4,000 owned after | $19.31 exercise price | 2011-03-21 | |
| 2011-03-10 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 1,500 owned after | $24.44 exercise price | 2011-03-14 | |
| 2011-03-10 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $29.66 exercise price | 2011-03-14 | |
| 2011-03-03 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $32.00 exercise price | 2011-03-07 | |
| 2011-02-16 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,760 4,760 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,870 8,870 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | WELCHER BLAKE Officer (EVP Legal, GC & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,430 21,430 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | Kitson Frederick Lee Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,480 19,480 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,480 19,480 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | TOWNE BRIAN Officer (Executive VP & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,820 21,820 owned after | $46.35 exercise price | 2011-02-17 | |
| 2011-02-16 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,550 54,550 owned after | $46.35 exercise price | 2011-02-17 |