DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-12-01: Reporting owner Kitson Frederick Lee; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $10.50 | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,480 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,020 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $20.48 exercise price | 2016-12-05 | |
| 2016-12-01 | Kitson Frederick Lee Officer (EVP & Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,410 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $12.01 | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $19.75 exercise price | 2016-12-05 | |
| 2016-12-01 | Graves Kris Officer (EVP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,690 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | Doohan Kevin Officer (EVP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,000 0 owned after | $22.55 exercise price | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | $18.51 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $20.05 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,750 0 owned after | $26.79 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $16.24 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,820 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −61,020 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $20.48 exercise price | 2016-12-05 | |
| 2016-12-01 | TOWNE BRIAN Officer (EVP & President Asia Pacific) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,900 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $18.51 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $20.05 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,640 0 owned after | $26.79 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,000 0 owned after | $16.24 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,430 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,680 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $20.48 exercise price | 2016-12-05 | |
| 2016-12-01 | WELCHER BLAKE Officer (EVP Legal & Licensing Oper) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,160 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,580 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,146 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −763 0 owned after | $13.57 | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,933 0 owned after | $19.75 exercise price | 2016-12-05 | |
| 2016-12-01 | Skaaden Geir Officer (SVP Corp Bus Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,630 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,000 0 owned after | $18.51 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $20.05 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,640 0 owned after | $26.79 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,000 0 owned after | $16.24 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,480 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −57,630 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $20.48 exercise price | 2016-12-05 | |
| 2016-12-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,160 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $20.05 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $26.79 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,000 0 owned after | $16.24 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,550 0 owned after | $46.35 exercise price | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −203,400 0 owned after | $15.01 | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $20.48 exercise price | 2016-12-05 | |
| 2016-12-01 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −59,520 0 owned after | $20.37 exercise price | 2016-12-05 | |
| 2016-12-01 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $15.10 | 2016-12-05 | |
| 2016-12-01 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $18.06 | 2016-12-05 | |
| 2016-12-01 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $9.73 | 2016-12-05 | |
| 2016-12-01 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,590 0 owned after | $14.63 | 2016-12-05 | |
| 2016-12-01 | Molina V Sue Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,304 0 owned after | $22.28 | 2016-12-05 | |
| 2016-12-01 | Habiger David C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,607 0 owned after | $22.75 | 2016-12-05 | |
| 2016-12-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $12.84 | 2016-12-05 | |
| 2016-12-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | $18.06 | 2016-12-05 | |
| 2016-12-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $9.73 | 2016-12-05 | |
| 2016-12-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,590 0 owned after | $14.63 | 2016-12-05 | |
| 2016-12-01 | BALLARD GREGORY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,304 0 owned after | $22.28 | 2016-12-05 | |
| 2016-12-01 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,590 0 owned after | $14.63 | 2016-12-05 | |
| 2016-12-01 | ANDREWS CRAIG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,304 0 owned after | $22.28 | 2016-12-05 | |
| 2016-02-23 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $18.32 exercise price | 2016-02-25 | |
| 2016-02-23 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +67,000 0 owned after | $18.32 exercise price | 2016-02-25 |