DTS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-01: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-01: Reporting owner WELCHER BLAKE; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-01: Reporting owner FLANIGAN MELVIN; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-01: Reporting owner WATSON PATRICK; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 42,840 owned after | $1.02 exercise price | 2007-11-02 | |
| 2007-10-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,994 7,676 owned after | $1.02 exercise price | 2007-10-03 | |
| 2007-10-01 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 44,840 owned after | $1.02 exercise price | 2007-10-03 | |
| 2007-10-01 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,786 10,932 owned after | $1.02 exercise price | 2007-10-03 | |
| 2007-09-13 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 47,840 owned after | $1.02 exercise price | 2007-09-14 | |
| 2007-09-04 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 24,670 owned after | $1.02 exercise price | 2007-09-05 | |
| 2007-08-15 | Faltemier Sharon K Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $25.60 exercise price | 2008-04-01 | |
| 2007-08-15 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,244 0 owned after | $1.02 exercise price | 2007-08-16 | |
| 2007-08-14 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,500 0 owned after | $1.02 exercise price | 2007-08-16 | |
| 2007-08-14 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,952 0 owned after | $1.02 exercise price | 2007-08-16 | |
| 2007-08-14 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −903 0 owned after | $1.02 exercise price | 2007-08-16 | |
| 2007-08-14 | SLUSSER DAN Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,009 7,244 owned after | $1.02 exercise price | 2007-08-16 | |
| 2007-08-10 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,595 49,840 owned after | $1.02 exercise price | 2007-08-14 | |
| 2007-08-07 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,786 15,718 owned after | $1.02 exercise price | 2007-08-09 | |
| 2007-08-03 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 27,170 owned after | $1.02 exercise price | 2007-08-07 | |
| 2007-07-05 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 28,420 owned after | $1.02 exercise price | 2007-07-09 | |
| 2007-06-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27 29,670 owned after | $1.02 exercise price | 2007-06-01 | |
| 2007-05-17 | MCELWEE JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $21.94 exercise price | 2007-05-21 | |
| 2007-05-17 | STONE RONALD N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $21.94 exercise price | 2007-05-21 | |
| 2007-05-17 | FISCHER JOSEPH A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $21.94 exercise price | 2007-05-21 | |
| 2007-05-17 | Busby C Ann Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $21.94 exercise price | 2007-05-21 | |
| 2007-05-17 | AGIN JOERG Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $21.94 exercise price | 2007-05-21 | |
| 2007-05-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 29,697 owned after | $1.02 exercise price | 2007-05-02 | |
| 2007-04-02 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,786 20,504 owned after | $1.02 exercise price | 2007-04-04 | |
| 2007-04-02 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 30,947 owned after | $1.02 exercise price | 2007-04-04 | |
| 2007-03-06 | TOWNE BRIAN Officer (Sr VP Consumer/Pro Audio) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $23.99 exercise price | 2007-03-08 | |
| 2007-03-06 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $23.99 exercise price | 2007-03-08 | |
| 2007-03-06 | Beaton Richard J Officer (Senior VP, R&D) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $23.99 exercise price | 2007-03-08 | |
| 2007-03-06 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $23.99 exercise price | 2007-03-08 | |
| 2007-03-06 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $23.99 exercise price | 2007-03-08 | |
| 2007-03-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,402 33,447 owned after | $1.02 exercise price | 2007-03-05 | |
| 2007-03-01 | WATSON PATRICK Officer (Sr VP, Strategy & Business Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,786 25,290 owned after | $1.02 exercise price | 2007-03-05 | |
| 2007-02-07 | KIRCHNER JON Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 190,250 owned after | $1.02 exercise price | 2007-02-09 | |
| 2007-02-01 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,849 owned after | $1.02 exercise price | 2007-02-05 | |
| 2007-01-04 | WELCHER BLAKE Officer (Ex VP Legal, Gen Counsel & Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 40,849 owned after | $1.02 exercise price | 2007-01-05 | |
| 2007-01-03 | WISSMULLER JAN Officer (Sr VP, Engineering & Prod Dev) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 6,250 owned after | $1.02 exercise price | 2007-01-05 | |
| 2007-01-03 | FLANIGAN MELVIN Officer (Executive VP Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,105 51,435 owned after | $1.02 exercise price | 2007-01-03 |